About the role

  • Senior Audit Manager overseeing audits and providing assurance in Commercial Banking Markets. Collaborating with stakeholders for effective audit delivery and team performance

Responsibilities

  • Act as a Relationship Manager and/or Specialist and/or Engagement Lead and delivers high quality audits and assurance activity for assigned business / risk area.
  • Oversee the end-to-end execution of audits and related action follow up through effective planning and stakeholder management.
  • Lead quality across the Commercial Banking Markets portfolio as necessary and ensure timely actionable development feedback to all colleagues delivering on your behalf.
  • Provide career coaching and mentoring to direct report and colleagues in the pool to develop a positive and high-performing team culture.
  • Actively oversee the detailed scope and delivery of a significant number of audits in the Commercial Banking Markets audit plan.
  • Ensure appropriate planning for Audits in your portfolio, including selecting and supporting Engagement Leads who will project manage individual audits on your behalf.
  • Oversee progress, and lead the quality of audit delivery, make appropriate judgements as to when automated or data driven testing is most effective.
  • Keep Audit and Business leadership informed regarding status, risks and other relevant insights.
  • Collaborate with resource scheduler to ensure necessary resource allocation to deliver on portfolio.
  • Manage relationship with, provide assurance and support regarding risk management and effective, efficient internal controls to business stakeholders.
  • Proactively suggests and delivers innovating thinking by bringing the outside in.
  • Proactively identify areas of improvement and drive different ways to contribute and shape direction for the team.

Requirements

  • A deep end-to-end understanding of sales and trading businesses (across FX, Rates, and Credit), including key risks and controls across the front office, middle office, back office, risk and product control.
  • A solid understanding of the regulatory landscape and key requirements.
  • The ability to lead and taking ownership for delivery, and championing colleagues' growth and development.
  • The ability to deliver risk and control assurance activity that is timely, impactful, insightful and valued by stakeholders.
  • The ability to understand and interpret Group and Business Unit Strategy and connect audit delivery and business monitoring insights to such strategies at the Macro level.
  • The ability to analyse, understand and communicate data as information, and to use data to drive effective audit outcomes.
  • The ability to prioritize your work and that of others effectively to ensure timely and valuable delivery
  • An understanding of Debt Capital Markets products, risks and controls would be really useful.
  • A markets relevant professional qualification
  • Trade, Electronic and Voice Surveillance Frameworks

Benefits

  • A generous pension contribution of up to 15%
  • An annual performance-related bonus
  • Share schemes including free shares
  • Benefits you can adapt to your lifestyle, such as discounted shopping
  • 30 days’ holiday, with bank holidays on top
  • A range of wellbeing initiatives and generous parental leave policies

Job title

Senior Audit Manager – Markets

Job type

Experience level

Senior

Salary

£90,440 - £131,540 per year

Degree requirement

Bachelor's Degree

Location requirements

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