Associate supporting compliance risk management program in healthcare fintech. Collaborating on compliance monitoring, assessments, and special projects for operational excellence.
Responsibilities
Assist with the planning and execution of compliance program initiatives, including risk-based testing frameworks, strategic projects, and learning and development efforts
Help maintain compliance risk assessments and annual monitoring plans aligned with regulatory requirements and internal policies
Aid in the execution of compliance testing and issue management programs, ensuring timely remediation and stakeholder communication
Drive innovation in compliance processes and operations, identifying opportunities for automation, efficiency, and scalability
Prepare and deliver high-impact presentations and written communications for senior leadership, cross-functional teams, and external stakeholders
Support key decision-making forums by coordinating materials, insights, and recommendations across the compliance function
Lead or contribute to special projects and strategic initiatives across legal, risk, and operational teams
Requirements
Bachelor’s Degree; an advanced degree is a plus
5-7 years of experience preferably with a fast-growing tech startup, financial technology company, financial institution, or consulting firm or equivalent
Excellent track record in project/program management, a plus if you have financial services industry experience
Experience writing communications and presentations for leadership and non-leadership audiences
Experience collecting, analyzing, and measuring process data to initiate sustainable business practices and procedures and to report to senior leadership and executives
Experience collaborating closely with various business, legal, risk, and operational teams and the ability to develop and implement collaborative processes
Demonstrated expertise in issue identification and tracking within a structured issue management framework, including collaboration with business units to validate corrective action plans and conduct follow-up testing to ensure effective remediation
Proven experience in designing and implementing comprehensive compliance monitoring and testing programs, including conducting end-to-end evaluations of critical business processes to ensure adherence to regulatory standards and internal policy requirements
Demonstrable experience of laws, regulations, and industry practices impacting financial services (e.g., financial crimes, NACHA, consumer compliance, etc.)
Experienced knowledge in leading or being a key contributor for risk-based testing or auditing around industry-standard testing/auditing/control standards, such as COSO, SOX, Privacy/CCPA, HIPPA, NIST, ISO 27001, PCI DSS, etc. and associated regulations
Benefits
401k plan with employer match
Flexible paid time off
Holidays
Parental leaves
Life and disability insurance
Health benefits including medical, dental, vision, and prescription drug coverage
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