Key contributor in Integrated Resource Planning at Duke Energy. Prepare executives for regulatory testimonies on future energy demands and regulatory compliance.
About the role
- Senior Compliance Analyst ensuring adherence to regulatory requirements for financial crime and AML processes within a hybrid working environment.
Responsibilities
- Financial crime investigations: commence investigation of all cases within SLA, conduct investigations and record in line with regulatory requirements and Verto’s procedures
- Transaction monitoring: review alerts, review rules and Investigate customer transactions as part of periodic and event-triggered customer KYC reviews
- Draft Suspicious Activity Report: Escalate confirmed suspicious transactions to MLRO/DMLRO for review
- Develop Compliance Procedures: Understand business risk appetite with compliance and fincrime requirements to develop appropriate frameworks, to include identification of system development requirements and operational process changes
- Governance: Ensure all financial crime policies and procedures are in line with regulation and up to date, flagging any anomalies in current processes
- Request For Information Handling: Responses to Banking partners around transactional queries, providing detailed and articulate responses within agreed SLAs.
- Responding to & handling Fraud alerts & Indemnities.
- Work closely with Verto’s Customer Success team to ensure that responses and updates are provided in a timely, clear and concise manner.
- Ownership and management of the Compliance inbox - linking to Jira tickets where appropriate.
Requirements
- Minimum 2 years of experience in financial crime analysis or compliance role
- Strong knowledge of AML (Anti-Money Laundering) and KYC (Know Your Customer) processes.
- Proficiency in financial crime monitoring tools and systems.
- Strong analytical and problem-solving skills.
- Excellent communication and reporting abilities.
- Certification in financial crime prevention (e.g., CAMS, ICA) is desirable but not mandatory.
- Knowledge and expertise regulations; including Sanctions, fraud, AML controls
- Able to deal with sensitive and confidential information
- Able to manage and prioritise multiple tasks to completion and on time
- Knowledge and understanding of the payments industry and electronic money institutions
- Excellent people and relationship building skills, across all seniority levels
- Analytical, logical and data-driven approach to problem solving
- Initiative-driven individuals who can identify gaps and inefficiencies and self-motivate to enhance processes.
- Proficiency in Jira - desirable
- Familiarity with CIFAS
Benefits
- Insurance paid by the company
- Health and wellness benefits (with specific added benefits depending on the location of the role)
- Yearly salary review based on inflation, personal and business performance
- Access to entire Udemy’s library
- Budget for professional development courses
- Work-From-Anywhere policy for certain durations
- Integration programme (opportunity to work from our global offices)
- Regular team social events
- Pension scheme (depending on the role location)
- Flexible work arrangements
- Exposure to work with globally distributed teams
- Location specific benefits like car lease policy, cycle to work, gym membership, etc.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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