Payments & Fraud Regulations Analyst coordinating between Payments, Fraud Operations, and Regulatory Compliance. Focus on monitoring payment activity, analyzing escalations, and internal reporting.
SF
Hybrid Senior Manager, Compliance Advisor
Posted last month
About the role
- Manage compliance oversight for sub-advisers at Fidelity Investments. Ensure alignment with regulations and promote customer trust in financial services.
Responsibilities
- Coordinate the sub-adviser oversight program, including quarterly certifications and board reporting deliverables
- Perform sub-adviser oversight on behalf of the CCO, Boards of Trustees, and Fund shareholders
- Maintain best in class sub-adviser oversight program through continuous assessment of regulatory changes and process improvement opportunities
- Fostering strong partnerships with key business partners to support expansion of solutions-based products and fund offerings
Requirements
- Bachelor’s degree
- 5-10 years of compliance, risk, and/or regulatory experience in the financial services industry
- Knowledge of the federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940
- Effective verbal and written communication skills
- Familiarity with Fidelity’s Asset Management business
- Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
- Strong analytical and problem-solving skills
- Driven to evaluate opportunities for process improvements through technology and other creative solutions
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Senior Compliance Officer monitoring and analyzing adherence to federal and state compliance regulations. Leading efforts to ensure compliance with Collections laws within Navy Federal Credit Union operations.
Compliance Analyst at The Bancorp overseeing compliance with regulatory laws and providing advisory services to business lines and functions. Conducting reviews and assessments according to compliance management standards.
Seek a Jurist / Volljurist for Datenschutz and Compliance at DLG e.V. providing legal support and consultancy with a focus on data protection and corporate law.
Compliance Analyst at Broadridge supporting risk and control for Investor Communication Solutions. Managing audits, investigations, and internal controls in a hybrid work setting.
Electrical Regulatory Manager leading regulatory strategy for new electrical projects at P&G. Collaborating with international teams to ensure compliance and influence regulatory landscapes.
Alcohol Compliance Supervisor at Jiffy Lube Live ensuring responsible service of alcohol. Supervise event employees, uphold compliance with alcohol service guidelines and interact with guests for satisfaction.
GRC Risk Analyst at Tanium conducting compliance assessments and developing risk management policies. Collaborating with stakeholders to ensure adherence to regulatory requirements and industry standards.
Executive Director leading firm - wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Senior Product Environmental Compliance Specialist leading compliance initiatives in Stryker's Endoscopy division. Driving regulatory strategy and cross‑functional alignment in a hybrid role.