Director of Logistics supporting Patrick Industries' logistics operations and ensuring regulatory compliance. Leading improvements in transportation efficiency and managing fleet operations across the U.S. and beyond.
SF
Hybrid Senior Manager, Compliance Advisor
Posted 2 months ago
About the role
- Manage compliance oversight for sub-advisers at Fidelity Investments. Ensure alignment with regulations and promote customer trust in financial services.
Responsibilities
- Coordinate the sub-adviser oversight program, including quarterly certifications and board reporting deliverables
- Perform sub-adviser oversight on behalf of the CCO, Boards of Trustees, and Fund shareholders
- Maintain best in class sub-adviser oversight program through continuous assessment of regulatory changes and process improvement opportunities
- Fostering strong partnerships with key business partners to support expansion of solutions-based products and fund offerings
Requirements
- Bachelor’s degree
- 5-10 years of compliance, risk, and/or regulatory experience in the financial services industry
- Knowledge of the federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940
- Effective verbal and written communication skills
- Familiarity with Fidelity’s Asset Management business
- Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
- Strong analytical and problem-solving skills
- Driven to evaluate opportunities for process improvements through technology and other creative solutions
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Director of Risk & Compliance at Futurpreneur, leading credit adjudication and compliance for young Canadian entrepreneurs. Overseeing loan processes and coaching a team of professionals in a hybrid setting.
Regulatory Specialist I conducting regulatory activities for health care facilities across Florida. Prepares reports, manages files and provides support for QA reviews in the agency.
Senior Compliance Analyst ensuring adherence to regulatory requirements for financial crime and AML processes within a hybrid working environment.
Regulatory Senior Systems Specialist overseeing compliance for facilities operations at Banner Health. Managing inspections, documentation, and regulatory staff while ensuring workflow integrity and safety standards.
Telco Regulatory Compliance Assistant supporting global regulatory team at Five9. Managing documentation, reporting, and compliance across various markets in the telecommunications sector.
Data Analyst in the compliance team at Sicredi, gathering and analyzing business data. Responsibilities include monitoring trends and enhancing data processes.
Regulatory Affairs Specialist implementing strategies for pharmaceutical compliance and ensuring adherence to global regulations. Collaborating with cross - functional teams to support product development and licensing.
Director of Governance, Risk & Compliance overseeing technology and AI compliance at MTM Health. Leading regulatory alignment and governance for cloud and software development in a healthcare context.
Spécialiste principal en stratégie réglementaire assurant la conformité réglementaire des produits pharmaceutiques. Collaborant avec des équipes interfonctionnelles pour soutenir le développement de produits.