Senior Compliance Analyst ensuring adherence to regulatory requirements for financial crime and AML processes within a hybrid working environment.
SF
Hybrid Senior Compliance Advisor
Posted last week
About the role
- Senior Compliance Advisor supporting Fidelity Stock Plan Services ensuring compliance with regulations and policies. Collaborating across the organization to assess risk and deliver quality decision support.
Responsibilities
- Support Fidelity Stock Plan Services, providing advice and guidance to ensure compliance with key regulations and policies
- Guide compliance for products and services from development through rollout
- Monitor and interpret new laws and regulations
- Collaborate across the organization to assess risk and drive decisions
- Create policies, procedures, controls and training
- Improve reporting transparency and deliver quality decision support to resolve compliance issues and questions
Requirements
- Bachelor’s degree, or equivalent
- Experience in brokerage compliance, equity compensation, audit and/or risk management (preferred)
- Strong knowledge of federal and state laws, regulations, and agencies
- Strong interpersonal and influencing skills, with the ability to collaborate effectively across all levels of the organization
- Excellent verbal and written communication skills, with the ability to present complex ideas clearly through multiple channels
- Ability to analyze and resolve issues independently while managing shifting priorities
- Familiarity with Workplace Investing products and services (preferred)
- Proficiency in Microsoft Office and SharePoint
Benefits
- Fidelity is not providing immigration sponsorship for this position
- unique onsite requirements may apply
- diverse and inclusive workplace
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Regulatory Senior Systems Specialist overseeing compliance for facilities operations at Banner Health. Managing inspections, documentation, and regulatory staff while ensuring workflow integrity and safety standards.
Telco Regulatory Compliance Assistant supporting global regulatory team at Five9. Managing documentation, reporting, and compliance across various markets in the telecommunications sector.
Data Analyst in the compliance team at Sicredi, gathering and analyzing business data. Responsibilities include monitoring trends and enhancing data processes.
Regulatory Affairs Specialist implementing strategies for pharmaceutical compliance and ensuring adherence to global regulations. Collaborating with cross - functional teams to support product development and licensing.
Director of Governance, Risk & Compliance overseeing technology and AI compliance at MTM Health. Leading regulatory alignment and governance for cloud and software development in a healthcare context.
Spécialiste principal en stratégie réglementaire assurant la conformité réglementaire des produits pharmaceutiques. Collaborant avec des équipes interfonctionnelles pour soutenir le développement de produits.
Senior EHS Manager responsible for compliance audits and initiatives in Watts Industries' manufacturing locations. Monitoring regulatory changes and collaborating with teams to maintain EHS standards.
Director of Compliance and Risk at Voyager Asset responsible for managing risk and compliance policies. Ensuring investment integrity and adherence to regulations in a fast - paced environment.
Compliance Readiness Manager providing expert compliance support and ensuring adherence to regulations in Group Payments. Overseeing compliance readiness and driving initiatives for continuous improvement.