Elite Operations Professional providing operational support and world - class customer service at Cetera Financial Group. Handling a variety of tasks including account processing and customer inquiries.
About the role
- Lead operational and regulatory buildout for futures Introducing Broker at My Funded Futures. Oversee compliance, build teams, and design scalable operations from day one.
Responsibilities
- Lead the operational, regulatory, and technical buildout of the IB.
- Serve as the firm’s Principal and Associated Person (AP) under NFA/CFTC registration.
- Develop and maintain Written Supervisory Procedures (WSPs).
- Oversee all regulatory programs, including AML/KYC, trade surveillance, financial reporting, and business continuity (BCP).
- Architect the operational backbone for a retail-facing futures broker.
- Manage firm-wide risk and control frameworks covering operational and financial exposures.
Requirements
- 10+ years of brokerage operations experience — ideally launching or scaling an NFA/CFTC-regulated Introducing Broker or FINRA-regulated Broker-Dealer.
- Deep knowledge of CFTC and NFA compliance and audit processes.
- Series 3 and Series 30 licenses (or ability to obtain within 120 days).
Benefits
- Equal Employment Opportunity
- Compensation ranges provided in job postings where required.
- Comprehensive benefits and performance-based incentives.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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