Lead operational and regulatory buildout for futures Introducing Broker at My Funded Futures. Oversee compliance, build teams, and design scalable operations from day one.
Responsibilities
Lead the operational, regulatory, and technical buildout of the IB.
Serve as the firm’s Principal and Associated Person (AP) under NFA/CFTC registration.
Develop and maintain Written Supervisory Procedures (WSPs).
Oversee all regulatory programs, including AML/KYC, trade surveillance, financial reporting, and business continuity (BCP).
Architect the operational backbone for a retail-facing futures broker.
Manage firm-wide risk and control frameworks covering operational and financial exposures.
Requirements
10+ years of brokerage operations experience — ideally launching or scaling an NFA/CFTC-regulated Introducing Broker or FINRA-regulated Broker-Dealer.
Deep knowledge of CFTC and NFA compliance and audit processes.
Series 3 and Series 30 licenses (or ability to obtain within 120 days).
Benefits
Equal Employment Opportunity
Compensation ranges provided in job postings where required.
Comprehensive benefits and performance-based incentives.
Job title
Head of Brokerage Operations – Futures Introducing Broker
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