GRC Risk Analyst at Tanium conducting compliance assessments and developing risk management policies. Collaborating with stakeholders to ensure adherence to regulatory requirements and industry standards.
SG
Hybrid Head of Compliance Risk Assessment
Posted 4 hours ago
About the role
- Executive Director leading firm-wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Responsibilities
- Lead the firm-wide Compliance Risk Assessment (CRA) program, ensuring robust design, execution, and continuous enhancement of the CRA framework and methodology
- Manage the end-to-end delivery of the CRA process, including stakeholder engagement, data analysis, reporting, and integration with broader compliance and risk management strategies
- Support development of Annual Compliance Plan leveraging the risk assessment results
- Work with stakeholders within Compliance and First Line of Defense Teams to uplift control design and frameworks
- Develop and enhance risk metrics to inform risk assessments
- Serve as a strategic advisor to senior leadership
- Monitor regulatory developments and industry trends to ensure the CRA program remains current and effective
- Manage a team of risk professionals
- Drive automation and data analytics initiatives to enhance the efficiency and effectiveness of the CRA process
Requirements
- 15 + years of specialized experience in Financial Services
- Minimum 8-10 years of compliance experience (e.g., Risk Assessment, Developing Compliance Framework, Compliance Advisory, Bank regulator)
- 10+ years of management experience preferred
- BA / BS in a relevant discipline (e.g., Accounting, Finance, Banking, Statistics, Mathematics, or other related field), or equivalent experience
- MA / MS / MBA preferred
- Certified Regulatory Compliance Manager (CRCM)
- CPA-Certified Public Accountant
- Experience with Microsoft Office Suite, SharePoint
- Experience on implementing GRC systems, awareness of toolset like Alteryx and AI applications
Benefits
- Competitive portfolio of benefits to employees
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Senior Product Environmental Compliance Specialist leading compliance initiatives in Stryker's Endoscopy division. Driving regulatory strategy and cross‑functional alignment in a hybrid role.
Payments RCA Professional at U.S. Bank focused on operational loss reporting and risk management compliance. Collaborating across teams to ensure timely and accurate reporting and process improvement.
Compliance Representative managing risk and compliance under U.S. Bank's financial services. Involves collaboration across various teams and addressing policy violations and customer complaints.
Corporate Compliance Analyst supporting the development of a global compliance program at Vantage Data Centers. Engaging in risk assessments, training, and compliance monitoring to drive process improvements.
Senior Executive/Executive in charge of compensation and compliance at Orfium, ensuring legal adherence and proper employee relations while managing benefits and compensation strategies.
Compliance Reporting Assistant supporting compliance activities and gaining hands - on experience in a dynamic international environment. Assist in preparing reports and dashboards while collaborating with various stakeholders.
Environmental Compliance Specialist managing compliance with environmental laws for natural gas projects in multi - state areas. Supervising consultants, preparing compliance reports, and conducting audits.
Compliance Analyst ensuring adherence to Federal Energy Regulatory Commission and ERCOT standards. Collaborating with various teams to manage compliance documentation and processes.
Manage compliance testing for Manulife within the Canada Segment team. Analyze key business controls and recommend improvements for compliance in financial institutions.