Director of Logistics supporting Patrick Industries' logistics operations and ensuring regulatory compliance. Leading improvements in transportation efficiency and managing fleet operations across the U.S. and beyond.
SG
Hybrid Head of Compliance Risk Assessment
Posted last month
About the role
- Executive Director leading firm-wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Responsibilities
- Lead the firm-wide Compliance Risk Assessment (CRA) program, ensuring robust design, execution, and continuous enhancement of the CRA framework and methodology
- Manage the end-to-end delivery of the CRA process, including stakeholder engagement, data analysis, reporting, and integration with broader compliance and risk management strategies
- Support development of Annual Compliance Plan leveraging the risk assessment results
- Work with stakeholders within Compliance and First Line of Defense Teams to uplift control design and frameworks
- Develop and enhance risk metrics to inform risk assessments
- Serve as a strategic advisor to senior leadership
- Monitor regulatory developments and industry trends to ensure the CRA program remains current and effective
- Manage a team of risk professionals
- Drive automation and data analytics initiatives to enhance the efficiency and effectiveness of the CRA process
Requirements
- 15 + years of specialized experience in Financial Services
- Minimum 8-10 years of compliance experience (e.g., Risk Assessment, Developing Compliance Framework, Compliance Advisory, Bank regulator)
- 10+ years of management experience preferred
- BA / BS in a relevant discipline (e.g., Accounting, Finance, Banking, Statistics, Mathematics, or other related field), or equivalent experience
- MA / MS / MBA preferred
- Certified Regulatory Compliance Manager (CRCM)
- CPA-Certified Public Accountant
- Experience with Microsoft Office Suite, SharePoint
- Experience on implementing GRC systems, awareness of toolset like Alteryx and AI applications
Benefits
- Competitive portfolio of benefits to employees
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