Hybrid Compliance Testing Manager – Issue and Exam

Posted 3 days ago

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About the role

  • Compliance Testing Manager at TD Bank responsible for independent testing oversight and QA. Leading compliance initiatives and providing expertise across projects and engagements.

Responsibilities

  • The Compliance Testing Manager is responsible for oversight of independent testing.
  • This individual will be primarily responsible for performing oversight for independent QA Testing of Engagement, 1B Reperformance and Validations Testing.
  • This individual will be primarily responsible for oversight for independent QA testing of Engagement, 1B Reperformance and Validations Testing but will also serve in a cross functional capacity to assist the broader U.S. Compliance Monitoring and Testing Program Team as needed.
  • The role provides subject matter expertise on Compliance controls/processes and is responsible for leading all phases of the assigned testing engagement.
  • Works independently and be accountable for acting as a lead in executing engagements and provides work direction to others on those engagements.
  • Provides subject matter expertise and/or guidance to various stakeholders and team members.
  • Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise.
  • Independently performs concurrent multiple reviews and related tasks from end to end.

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Prior testing, audit or business operations experience in areas involving regulatory compliance
  • Prior experience with execution of testing, validation or audit activities
  • Detail oriented and well-developed organizational, time management and project management skills
  • Strong verbal and written communication skills
  • Ability to manage multiple tasks and competing priorities
  • Proficiency with Microsoft Office applications
  • CRCM certification preferred
  • Knowledge and experience with risk management environment, standards, and regulations
  • Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements
  • Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management systems
  • Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
  • Skill in using computer applications including MS Office and Tableau
  • Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques
  • Ability to independently identify, assess, and escalate issues requiring senior management attention.

Benefits

  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition

Job title

Compliance Testing Manager – Issue and Exam

Job type

Experience level

SeniorLead

Salary

$91,000 - $136,240 per year

Degree requirement

Bachelor's Degree

Tech skills

Location requirements

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