Senior Analyst in governance of accesses ensuring critical access requests at Riachuelo. Responsible for data governance and risk control strategies in São Paulo.
About the role
- Compliance Testing Manager at TD Bank responsible for independent testing oversight and QA. Leading compliance initiatives and providing expertise across projects and engagements.
Responsibilities
- The Compliance Testing Manager is responsible for oversight of independent testing.
- This individual will be primarily responsible for performing oversight for independent QA Testing of Engagement, 1B Reperformance and Validations Testing.
- This individual will be primarily responsible for oversight for independent QA testing of Engagement, 1B Reperformance and Validations Testing but will also serve in a cross functional capacity to assist the broader U.S. Compliance Monitoring and Testing Program Team as needed.
- The role provides subject matter expertise on Compliance controls/processes and is responsible for leading all phases of the assigned testing engagement.
- Works independently and be accountable for acting as a lead in executing engagements and provides work direction to others on those engagements.
- Provides subject matter expertise and/or guidance to various stakeholders and team members.
- Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise.
- Independently performs concurrent multiple reviews and related tasks from end to end.
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Prior testing, audit or business operations experience in areas involving regulatory compliance
- Prior experience with execution of testing, validation or audit activities
- Detail oriented and well-developed organizational, time management and project management skills
- Strong verbal and written communication skills
- Ability to manage multiple tasks and competing priorities
- Proficiency with Microsoft Office applications
- CRCM certification preferred
- Knowledge and experience with risk management environment, standards, and regulations
- Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements
- Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management systems
- Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
- Skill in using computer applications including MS Office and Tableau
- Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques
- Ability to independently identify, assess, and escalate issues requiring senior management attention.
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
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