About the role

  • Advise senior leadership on operational risks and risk mitigation strategies
  • Support and participate in risk governance meetings, including risk committee(s)
  • Lead a team responsible for identifying, assessing, and monitoring risk
  • Proactively identify, assess, and monitor operational risks and remediation action plans
  • Develop and track business unit key risk indicators to monitor operational risk profiles
  • Coordinate risk assessment program with other second-line-of-defense leaders and functions to optimize cross-functional effectiveness
  • Collaborate with other lines of defense to identify emerging risks and opportunities
  • Timely investigate incidents, determine root cause, and advise on corrective actions
  • Oversee Brokerage issue management to ensure compliance with enterprise risk requirements
  • Build effective working relationships with business leaders and cross-functional partners

Requirements

  • Bachelor’s degree (required)
  • MBA, Juris Doctor, or other master’s degree with strong academic credentials (preferred)
  • 8-10+ years of risk, compliance, legal, or audit experience at complex financial services institutions, e.g., asset managers, banks, regulatory agencies (required)
  • Experience independently delivering on the expectations for this role (required)
  • Experience with brokerage products and services, brokerage operations, or client service operations – including familiarity with regulatory requirements (required)
  • Ability to deliver engaging, compelling, and persuasive presentations and reporting (required)
  • Exceptional judgment and analytical skills – you will need to excel at quickly analyzing complex risk and business issues in a variety of substantive areas (required)
  • Experience with Archer GRC (preferred)

Benefits

  • comprehensive health care coverage
  • emotional well-being support
  • market-leading retirement
  • generous paid time off
  • parental leave
  • charitable giving employee match program
  • educational assistance including student loan repayment
  • tuition reimbursement
  • learning resources to develop your career

Job title

Director, Risk

Job type

Experience level

Lead

Salary

$110,000 - $222,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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