About the role

  • Director within the Fidelity Compliance team, providing regulatory support to aid fintech incubators. Responsible for compliance in rapidly changing regulatory environments.

Responsibilities

  • Provide regulatory support primarily to Fidelity Labs
  • Identify, assess, and build controls for regulatory risks related to start-ups
  • Serve as a compliance expert and trusted adviser for Labs
  • Enhance Fidelity Labs’ AI and Data Governance framework
  • Monitor the regulatory environment and assess emerging rules and regulations
  • Research compliance matters related to emerging technologies

Requirements

  • 5+ years of experience or equivalent
  • Bachelor’s degree or equivalent
  • Experience supporting software-as-a-service businesses
  • Familiarity with SEC, FINRA, FTC, CFTC and/or state level rules & regulation
  • Experience with data protection, digital asset, and AI related laws and regulations
  • Understanding of global compliance programs
  • Outstanding analytical, organizational, communication, and problem-solving skills

Benefits

  • Health insurance
  • Retirement plans
  • Paid time off
  • Flexible work arrangements
  • Professional development opportunities

Job title

Director, Compliance

Job type

Experience level

Lead

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

Report this job

See something inaccurate? Let us know and we'll update the listing.

Report job