Financial Middle Office Manager overseeing OTC derivatives and securities trading operations. Ensuring compliance, trade management, and developing team capabilities.
Responsibilities
Lead the Middle Office team supporting OTC derivatives trading within a registered Swap Dealer framework and securities trading withing a registered broker dealer, fostering a culture of operational excellence, regulatory compliance, and continuous process improvement.
Ensure robust trade capture, validation, and lifecycle management (including amendments, allocations, terminations, and novations) across interest rate, credit, FX, and equity derivatives.
Partner with Front Office, Risk, Compliance, and Back Office to ensure timely resolution of trade discrepancies, breaks, and exceptions, with a strong emphasis on control and governance.
Oversee reconciliation of positions, cash, and collateral, ensuring alignment with Dodd-Frank Act requirements and CFTC regulations, including real-time reporting obligations (e.g., SDR reporting).
Maintain and enhance operational controls to support regulatory obligations such as swap data accuracy, confirmation timeliness, and margin compliance under uncleared margin rules (UMR).
Deliver high-quality service to internal stakeholders and external counterparties, ensuring adherence to ISDA documentation standards and industry best practices.
Prepare and present operational metrics, exception reports, and risk indicators to senior management, contributing to strategic initiatives and regulatory audits.
Mentor and develop junior staff, promoting a collaborative and accountable team environment.
Drive automation and digital transformation initiatives to improve trade processing efficiency, reduce operational risk, and enhance data transparency.
Requirements
10 or more years of experience in capital markets operations, with a focus on OTC derivatives and middle office functions.
5 or more years of direct team management experience, within a Swap Dealer or similar regulated entity.
Experience with trade lifecycle events, ISDA protocols, and regulatory frameworks including CFTC, NFA, and Dodd-Frank.
Experience with trade capture systems (e.g., MarkitWire, DTCC DerivSERV, Calypso, Murex) and reconciliation platforms.
Experience with operational risks.
Experience communicating with stakeholders and interfacing across trading desks, compliance, and technology.
Office Manager managing bookkeeping and HR tasks for a digital marketing agency. Overseeing invoicing, expense tracking, and providing employee support in a hybrid work environment.
Administrative Assistant providing support for occupational health examinations scheduling and compliance. Collaborating with clients to ensure adherence to legal health requirements.
Operations Administrative Assistant facilitating communication between Operations and corporate shared services. Managing inventory and compliance, supporting leadership decision - making in a utility vegetation management company.
Dealership Controller overseeing financial records, compliance, and team management at Lithia & Driveway. Engaging in strategic operations, budgeting, and leader collaboration across dealerships.
Senior Administrative Assistant providing key administrative support for senior leadership at Goizueta Business School. Ensuring efficiency and professionalism in office operations and communications.
HR Support & Office Manager overseeing daily operations of the office in Jeddah. Responsible for administrative support, HR activities, and enhancing employee engagement.
Assistant Front Office Manager supporting luxury hotel operations and ensuring guest satisfaction. Overseeing Front Office staff, check - in/check - out processes, and coordinating with multiple departments.
Front Office Manager leading the Front Office team to ensure guest satisfaction at INNSiDE Madrid. Overseeing daily operations and optimizing staff performance for excellence in service.
Administrative Assistant supporting physicians in their clinical, academic, research and leadership roles at BIDMC Chestnut Hill. Provides administrative support, answers calls, schedules appointments, and maintains patient records.
Backoffice Manager overseeing financial documentation, team support, and office structure for a growing outdoor startup. Engaging with accounting and recruiting tasks in a remote setting.