Assistant Vice President responsible for executing audits in the Global Financial Crimes department at MUFG. Ensuring compliance with regulations and best practices in financial crime risk management.
About the role
- AML Compliance Advisor providing guidance on compliance risks and supporting advisory processes at Capital One. Involves risk management, data analysis, and regulatory compliance evaluations.
Responsibilities
- Perform key risk management role as part of the AML Program framework
- Support AML Advisory processes and provide guidance on compliance risks
- Advise on application of Compliance requirements, such as new products and process development
- Maintain consistency in Advisory related decisions and determinations
- Support evaluation of Internal Audit and Regulatory Exam for compliance impacts
- Identify trends in data for potential risk impacts
- Capture and analyze compliance data to ensure adequate Compliance Risk Management
Requirements
- Bachelor's Degree or Military Experience
- At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years of financial services industry experience
- At least 3 years of Anti-Money Laundering (AML) compliance experience
- At least 3 years of Tableau software experience
- Bachelor's Degree in Business Management, Compliance, Risk, Legal, or Finance, Accounting or a related field (Preferred)
- 4+ years of regulatory compliance experience, or risk management experience, or financial services industry experience (Preferred)
- 4+ years of experience in financial services, or AML functions, or compliance risk management, or AML project management (Preferred)
- 4+ years of experience of Tableau and Structured Query Language (SQL) (Preferred)
- Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification (Preferred)
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Performance based incentive compensation
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