Director leading KYC Operations teams in Capital One’s Retail Bank Operations organization. Overseeing regulatory compliance, process improvement, and team performance in a financial services environment.
About the role
- Financial Crimes Specialist at Vanguard conducting investigations into suspicious financial activities. Mentoring team members and ensuring compliance within AML regulations while staying updated with industry trends.
Responsibilities
- Conduct daily investigations to identify suspicious activity across both new and existing client accounts
- Mentor junior team members as they grow their investigative skills
- Use public records, internet databases, and internal tools to research potential violations
- Help resolve inquiries and issues related to anti-money laundering (AML)
- Assist with internal and external reporting in line with regulatory guidelines
- Educate and empower team members by developing educational content
- Stay updated with industry trends, regulatory changes, and market developments
- Contribute to special projects and cross-functional initiatives
Requirements
- At least 3 years of relevant experience in compliance, investigations, or a related field
- A bachelor's degree or equivalent combination of education and experience
- Passion for compliance and a sharp analytical mind
Benefits
- Hybrid working model for enhanced flexibility
- Training sessions and professional development
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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