Hybrid Supervisor Operations – Corporate Actions

Posted last month

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About the role

  • Supervisor Operations leading teams managing complex corporate actions at Broadridge. Ensuring accuracy, mitigating risk, and driving efficiency through process improvement and collaboration.

Responsibilities

  • Responsible for supervising a team supporting voluntary reorg
  • Responsible for providing oversight to our offshore locations
  • Lead and navigate staff through complex events
  • Perform quality control checks daily adhering to operational risk framework and procedures
  • Present strategic opportunities to mitigate and prevent risk to the firm
  • Interact frequently with our client base
  • Create efficiencies through procedural or technology solution
  • Ensure department procedures are adhered to, review and maintain client task list and related SLA’s
  • Communicate effectively and efficiently across departments, with staff, with senior management and with clients
  • Facilitate on-boarding of new clients and scope out additional services
  • Conduct frequent staff meetings, participate on monthly client governance calls and industry events

Requirements

  • 3+ years’ experience in voluntary corporate actions with demonstrated strong administrative skills
  • Deep understanding of the process flow as it relates to voluntary events
  • Experience with DTC and foreign depositories
  • Ability to prioritize deliverables and delegate where necessary
  • Ability to multitask and take ownership of complex issues
  • Ability to process and navigate complex events
  • Series 99 preferred
  • Experience working in a fast paced environment
  • Knowledge of Broadridge systems (BPS, Impact and Shadow) are a plus.
  • Excellent verbal and written communication skills
  • College degree required

Benefits

  • Comprehensive benefit offerings
  • Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act

Job title

Supervisor Operations – Corporate Actions

Job type

Experience level

Mid levelSenior

Salary

$115,000 - $120,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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