Overseeing compliance inspections for an investment management company. Supporting the development and maintenance of compliance processes and providing guidance on regulatory implications.
About the role
- Senior Specialist in Regulatory Compliance enhancing the Regulatory Compliance Management Program for Manulife in the Philippines. Collaborating cross-functionally to manage regulatory changes and reporting.
Responsibilities
- Support the implementation and continuous improvement of the Regulatory Compliance Management Program
- Monitor and assess regulatory changes and updates to authoritative sources
- Provide subject matter expertise and support in linking authoritative sources to integrated compliance platforms
- Maintain and govern the Global RCM SharePoint site
- Monitor and maintain the LCG Issue and CAP Management Dashboard
- Provide support to stakeholders
- Create, enhance, or update policies, guidelines, and procedures
- Conduct training sessions and walkthroughs for stakeholders
- Support the preparation of Global RCM Quarterly Reporting
- Contribute to compliance communication, reporting, and information sharing
Requirements
- 2-3 years of experience in compliance, legal, risk, or audit as an analyst or auditor
- 4-5 years of experience in the financial industry or a relevant field
- Experience in Regulatory Compliance
- Bachelor’s degree preferably in accounting, law, finance, business, or related fields
Benefits
- Flexible work arrangements
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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