Compliance Audit Coordinator performing audits of patient records for substance abuse treatment programs in Greenville, SC. Ensuring compliance with clinical standards and responding to audit requests.
About the role
- Compliance Manager ensuring adherence to regulations within Luxembourg-based investment firm. Responsible for KYC, AML compliance, and risk management tasks.
Responsibilities
- Reviewing new and existing business partners and assets to meet statutory due diligence requirements
- Supporting the Compliance Officer in implementing required enterprise-level compliance risk management
- Assisting in the administration, implementation, update, and optimization of the documented compliance framework
- Supporting the execution and development of risk analyses to identify potential risks in anti-money laundering (AML) prevention
- Identifying and assessing the materiality and impact of new legal and regulatory requirements
- Monitoring and further developing control activities in line with the control plan, as well as governance structures to ensure regulatory compliance
- Advising management and staff and providing subject-matter support for compliance-related projects
- Supporting further automation and digitalization of the Compliance function's processes
Requirements
- Degree in Economics, Law, Political Science, or a comparable qualification
- Minimum 3–5 years' professional experience in the compliance area of a ManCo/AIFM or in compliance-related consulting, with a focus on anti-money laundering (AML) prevention
- Solid knowledge of KYC, AML, and regulatory requirements in the fund environment
- Fluent written and spoken German and English; additional languages advantageous
- Proficient with specialist screening and research tools (e.g. LSEG World-Check, Dow Jones, OSINT)
- Team-oriented and independent working style with strong communication skills and a high level of commitment
Benefits
- Attractive, performance-based compensation
- Employer-funded occupational pension scheme
- Flexible working hours with a high degree of autonomy
- Appreciative, open team culture
- Innovative, future-oriented working environment
- Mobile working / remote work options
- Individual training and development opportunities
- Modern technical equipment
- Secure position with long-term prospects
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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