Analyst role supporting Client Onboarding & Trading Enablement for pre - trade functions at Validus Risk Management. Contributing to onboarding process and client data management.
About the role
- Onboarding Specialist with expertise in AML/KYC due diligence processes in the fintech industry. Contributing to Operations and Compliance at Wintermute Trading located in London.
Responsibilities
- Onboarding new counterparties in a timely manner
- Conduct reviews of counterparties’ documentations, and ensure that information obtained is consistent with the Firm’s AML/CTF procedures
- Complete periodic KYC reviews and refresh of onboarding documentations as necessary
- Assist in the management, maintenance and review of appropriate onboarding documentations
- Complete risk assessments for both new and existing counterparties, identifying any potential AML/CTF concerns and escalating this to the MLRO when necessary
- Perform various screenings/checks, including wallet screening, Politically Exposed Persons (PEP), Sanctions and Adverse Media checks
- Analyse counterparty data and generate insights for the business development
- Work with trading and business operations, product and compliance teams to optimize and automate processes and improve counterparty experience
- Investigating and analysing automated transaction monitoring alerts maintained by the Firm to determine whether such transactions may be AML/CTF–related
- As part of the broader Compliance team, provide Compliance support as necessary, by assisting with other compliance projects as assigned
Requirements
- At least 3+ years of financial crime experience. Experience with Elliptic and/or Chainalysis would be a plus.
- Knowledge of UK and EU Anti-Money Laundering Regulations and applicable sanctions regime including but not limited to the UN, EU, OFAC and HMT.
- First hand experience running very efficient compliance processes at scale (B2B) including using automation, external tools, etc.
- Proven ability to see the bigger picture, commercial strategy, understand new functional areas quickly, have a cross-functional mindset
- Strong interest and curiosity in algorithmic trading and decentralized finance
- Owner mentality: you focus on protecting the company from compliance risk while being driven by the best for the company in terms of growth and commercial success
- Proven ability to be both a strategic thinker and excellent at execution and being hands-on; drive to do whatever it takes to get things done
- Sharing Wintermute culture values: determination/ambition and humility; drive to action, ability to both influence others and listen/learn from others
- Like meritocracy and being ready to be judged by what you deliver (vs pedigree or former experience)
- Have an entrepreneurial mindset; prepared to work non-standard working hours as and if required
- Like working in the team environment, working from our London office
Benefits
- A unique opportunity to join one of the fastest growing fintech companies globally and to take on personal ownership and accountability.
- Very interesting projects in the most dynamic industry: a level of learning and responsibilities that is hard for any law firm or traditional trading company/bank/hedge fund to match.
- Great company culture: informal, non-hierarchical, ambitious, highly professional yet dynamic, collaborative, entrepreneurial.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Commercial Regulatory Onboarding Specialist guiding the regulatory review process for customer onboarding and maintaining compliance with BSA/AML guidelines in a banking environment.
Commercial Card Manager leading a high - performing team delivering lifecycle of commercial card services in the financial sector. Focused on client experience, operational efficiency, and team development in a fast - paced environment.
Merchant Onboarding Specialist at Paysafe conducting end - to - end merchant onboarding processes across all brands. Collaborating with technical integration, sales, and account management teams in Lima, Peru.
Customer Onboarding Manager ensuring successful deployment of SafetyCulture products with customers. Collaborating with Sales and Customer Success teams to deliver projects on time and exceed expectations.
Onboarding Manager responsible for guiding new customers through Rydoo's onboarding process. Engaging clients, conducting training, and enhancing customer success with a focus on SaaS solutions.
Onboarding specialist managing inbound sales inquiries and guiding customers through the setup process for Amnis, a Fintech company simplifying international payments.
Onboarding Coordinator role to manage new employee integration at Essen Health Care. Overseeing onboarding tasks and ensuring compliance in a hybrid work environment.
Director of Customer Onboarding and Learning Enablement overseeing onboarding strategies and global training initiatives. Responsible for effective customer journey management and product adoption in AECO sectors.
Client Onboarding Specialist managing the onboarding of clients and ensuring compliance with regulatory standards at TP ICAP. Collaborating with client - facing teams to facilitate KYC and AML processes while providing high - quality client support.