Executive Director leading firm - wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
About the role
- Internal Audit Manager responsible for managing and performing regulatory compliance audits with a focus on evaluation and reporting. Overseeing audit staff and ensuring compliance with regulations and standards.
Responsibilities
- Manage and perform Regulatory Compliance Audits
- Manage staff assigned to the audits
- Direct performance of Regulatory Compliance Audits
- Evaluate the adequacy and effectiveness of the system of control
- Prepare and present audit findings and recommendations to management
Requirements
- Undergraduate degree in Business Administration or business related field
- Seven+ years of auditing regulatory compliance experience, including 2 years in a supervisory role
- In-depth knowledge of auditing concepts, principles and practices as applied to regulatory compliance within a financial institution
- Advanced PC skills including word processing, spreadsheet and database applications
- Professional designation as a Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)
Benefits
- Comprehensive benefits package available at https://www.atlanticunionbank.com/about/careers/benefits
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