XE
Xcel EnergyRegulatory Policy Specialist
Regulatory Policy Specialist developing regulatory case filings and strategies at Xcel Energy. Collaborating with senior management to ensure compliance and effective communication with stakeholders.
About the role
- Review transaction monitoring, PEP, and Sanction alerts daily; analyze customer transactions and behaviors to identify suspicious activity; conduct investigations, document findings, and escalate cases as appropriate
- Review and assess CDD/KYC documentation; perform enhanced due diligence (EDD) for higher-risk clients and escalate for approval; conduct periodic reviews to ensure customer records remain accurate and up to date
- Stay current on AML-CTF laws, regulations, and best practices; ensure adherence to internal policies and external requirements; support compliance process improvements and staff training initiatives
- Prepare regulatory and internal compliance reports; present AML-CTF activity and trend reports to management; act as point of contact for regulators, auditors, and external reviews; provide guidance to internal teams and agent partners
- Assist in reviewing, updating, and implementing compliance policies; support the annual compliance plan; contribute to the development of AML-CTF systems, tools, and controls; conduct compliance reviews of prospective and existing agents
Requirements
- Bachelor’s degree in Business, Finance, or related field
- 3+ years of AML/CTF compliance or risk management experience in financial services, payments, or fintech
- Strong understanding of AML-CTF regulations and financial services compliance
- Experience with transaction monitoring tools and systems
- Strong analytical, problem-solving, and communication skills
- High attention to detail and accuracy
- Ability to work independently and collaboratively
- CAMS or similar certification preferred
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