QU
QuestelWorking Student - Compliance
Werkstudent in Compliance für AML - Team bei PAVIS GmbH. Unterstützung in der Recherche und Einhaltung von Compliance - Vorgaben für nationale und internationale Kunden.
LG
Onsite Compliance Assistant Manager, Benchmarks & Indices
Posted yesterday
About the role
- Support the Group Compliance Team with FTSE Russell operations, reporting to the Head of Compliance.
- Partner with the business to identify, assess, and mitigate risks, ensuring alignment with risk appetite.
- Support timely responses to regulatory requests, coordinate fee analysis with Finance, and assist with new authorisations and licensing.
- Investigate incidents and complaints, advise on fair customer treatment, and rapidly escalate issues internally or to regulators as needed.
- Strengthen frameworks for Conflicts of Interest and Personal Account Dealing.
- Facilitate governance forums and support Compliance presence in first-line forums.
- Help develop and maintain dashboards with relevant KPIs and KRIs to enhance compliance visibility.
- Update and deliver targeted compliance training aligned with new initiatives.
- Analyse emerging regulations, technologies, and market disruptors impacting benchmarks.
- Support compliance frameworks for BMR Critical Indices and contribution-based benchmarks (e.g., SAIBOR).
Requirements
- Proven experience in Compliance, Risk, Consulting, or Audit within financial services.
- First line experience in Benchmarks can also be considered.
- Familiarity with EU/UK Benchmark Regulation and the benchmarks sector is a plus.
- Exceptional communication skills—able to simplify complex regulatory concepts.
- Critical thinker with a risk-based mindset and the confidence to challenge constructively.
- Strong relationship builder with excellent stakeholder management skills.
- Curious and proactive in exploring new ideas and approaches.
- Entrepreneurial mindset with a drive to innovate and improve processes.
Benefits
- healthcare
- retirement planning
- paid volunteering days
- wellbeing initiatives
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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