Hybrid Lead, Insurance Product Compliance

Posted 12 hours ago

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About the role

  • Provide new business/underwriting guidance on compliance risks and solutions
  • Consult on financial underwriting standards and individual underwriting case decisions
  • Collaborate with various stakeholders to identify potential compliance risks from product design
  • Perform data analysis of sales trends to identify compliance risks and recommend actions
  • Develop and update programs to ensure compliance with applicable laws and regulations
  • Work independently on complex projects related to new products, services, and platforms

Requirements

  • Bachelor’s degree
  • 10+ years of compliance (or related) experience
  • 5+ years’ experience with relevant insurance regulatory compliance programs
  • Ability to work independently
  • Experience with various standards of conduct regimes including DOL fiduciary, NY Reg 187, and NAIC Suitability in Annuity Transactions Model Regulation
  • Advanced Degree (e.g. JD) and 15+ years experience preferred
  • Exceptionally strong business acumen
  • Strong analytical abilities that can assess both risks and the effectiveness of compliance controls

Benefits

  • Competitive salaries
  • Incentive and bonus opportunities
  • Comprehensive benefits offerings

Job title

Lead, Insurance Product Compliance

Job type

Experience level

Senior

Salary

$152,100 - $199,600 per year

Degree requirement

Bachelor's Degree

Location requirements

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