Directs compliance reviews and provides oversight of legal entities, business units, and processes
Advises leadership on key business and/or product decisions
Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues
Maintains expert level knowledge of rules and regulations and their impact on products, services and operations for a specific line of business
Oversees the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes
Oversees a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
Manages creation and delivery of training to assigned business area to increase compliance awareness
May supervise day-to-day work of other professional level compliance associates
May contribute to workflow or process change and redesign, and risk and control identification
Requirements
Bachelor's degree and ten (10) years experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business
Chief Compliance Officer overseeing compliance for Huntington’s Investment Banking and Wealth Management divisions. Managing regulatory compliance, supervising teams, and supporting business integration across segments.
Lead Consultant in Data Privacy & Compliance guiding clients on privacy law. Develop services and manage a team at Cloud Nine Digital specializing in data solutions.
Legal Expert in Listings & Regulatory Services handling securities processes at Deutsche Börse Group. Evaluating compliance and engaging in market development projects.
Compliance & SOX Professional driving compliance processes and collaboration with international teams in Frankfurt. Shaping standards and solutions within a dynamic work environment.
Senior Director/Vice President of Regulatory Affairs at biopharmaceutical company Korro. Overseeing regulatory strategies for clinical development and commercial pipelines with global health authorities.
Compliance Analyst role integrating the compliance team at Azul Airlines located in Barueri. Responsible for monitoring the Ethics Channel and supporting internal audits and training programs.
Werkstudent in Compliance für AML - Team bei PAVIS GmbH. Unterstützung in der Recherche und Einhaltung von Compliance - Vorgaben für nationale und internationale Kunden.
Corporate Quality Compliance Specialist handling regulatory compliance for pharmaceutical operations at Chiesi. Responsibilities include lifecycle regulatory support and quality compliance activities.
Compliance Officer role at Marsh McLennan, managing regulatory compliance and serving as subject matter expert. Collaborating with teams on compliance enhancements and regulatory filings.
Compliance Officer responsible for legal queries, risk management coordination, and compliance training. Focus on minimizing risks and integrating compliance into business processes.