Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Chief Compliance Officer leading enterprise-wide compliance initiatives for property and casualty insurance company. Responsible for regulatory compliance, risk management, and governance oversight.
Responsibilities
- Lead the enterprise-wide compliance program for our property and casualty insurance company.
- Advise the executive leadership team on compliance risks and control effectiveness.
- Develop and manage enterprise-level compliance policies and procedures.
- Ensure the organization complies with applicable federal, state, and local insurance laws and regulations.
- Oversee internal investigations into potential compliance violations or unethical behavior.
- Report periodically to the Board on the status of the compliance program and key risk indicators.
Requirements
- Bachelor’s degree in law, business, finance, or related field; JD or advanced degree preferred.
- Minimum 10–15 years of progressive compliance, legal, or regulatory experience in the insurance industry.
- Strong knowledge of insurance regulations and property and casualty operations.
- Experience leading or coordinating compliance programs in a decentralized or matrixed environment.
- Certification(s) such as CCEP, CRCM, or CPCU preferred.
- Experience interacting with state and federal regulators preferred.
- Track record of effective collaboration across organizational boundaries preferred.
Benefits
- Health insurance
- 401(k) retirement plans
- Paid time off
- Flexible working arrangements
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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