Customer Service Coordinator at BAM improving client service through Site Solutions Hub. Handling transactions, customer queries, and ensuring first - class customer experience in Kilsyth.
TD
Hybrid Senior Compliance Business Oversight Analyst, Transformation, Enablement, Customer Experience, Platforms & Technology
Posted last month
About the role
- Compliance Analyst supporting the development and enhancement of Compliance RCM programs at TD. Focusing on regulatory compliance management initiatives and developing relationships with business units.
Responsibilities
- Support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units
- Develop in-depth knowledge of regulations and processes pertaining to TECE and Platform businesses
- Support the ongoing evolution and execution of the Compliance RCM Program
- Establish strong relationships with BU and corporate partners acting as a primary Compliance contact
- Keep abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry
- Conduct research and develop subject matter expertise related to innovation, top and emerging risks, regulatory trends and industry best practices
- Risk-based Compliance oversight of multiple projects at a given time demonstrating superior prioritization and multitasking skills
Requirements
- Knowledge of relevant Canadian legislation, regulations and industry standards
- Experience in reviewing, assessing and applying regulatory requirements
- Ability to work independently, think critically and make decisions
- Highly organized and flexible in prioritizing various work demands
- Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
- Professional experience in a governance-related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
- Undergraduate degree
- Relevant professional designations and/or certifications as required
- 5+ years relevant experience
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development and recognition programs
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