Sales Support Specialist ensuring timely and accurate Commercial Finance transactions while providing customer service support to Account Managers. Collaborating with teams for process improvements and documentation accuracy.
TD
Hybrid Senior Compliance Business Oversight Analyst, Transformation, Enablement, Customer Experience, Platforms & Technology
Posted 3 months ago
About the role
- Compliance Analyst supporting the development and enhancement of Compliance RCM programs at TD. Focusing on regulatory compliance management initiatives and developing relationships with business units.
Responsibilities
- Support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units
- Develop in-depth knowledge of regulations and processes pertaining to TECE and Platform businesses
- Support the ongoing evolution and execution of the Compliance RCM Program
- Establish strong relationships with BU and corporate partners acting as a primary Compliance contact
- Keep abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry
- Conduct research and develop subject matter expertise related to innovation, top and emerging risks, regulatory trends and industry best practices
- Risk-based Compliance oversight of multiple projects at a given time demonstrating superior prioritization and multitasking skills
Requirements
- Knowledge of relevant Canadian legislation, regulations and industry standards
- Experience in reviewing, assessing and applying regulatory requirements
- Ability to work independently, think critically and make decisions
- Highly organized and flexible in prioritizing various work demands
- Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
- Professional experience in a governance-related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
- Undergraduate degree
- Relevant professional designations and/or certifications as required
- 5+ years relevant experience
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development and recognition programs
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