Hybrid Manager, Compliance Risk Management – Program Operations

at TD

• Job title: Manager, Compliance Risk Management – Program Operations
• Job type: Full Time
• Experience level: Senior, Lead
• Salary: $91,000 - $145,600 per year
• Degree requirement: Bachelor's Degree
• Tech skills: Tableau
• Location requirements: Hybrid, New York City, United States

About the role

• Manager for Compliance Risk Management & Program Operations at TD, shaping a robust compliance function. Leading innovative compliance structures and processes across the organization.

Responsibilities

• Manage day-to-day operations while helping design and implement a forward-thinking compliance program for the future.
• Draft and propose enhancements to reporting documentation, including reporting standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities.
• Manage and own the review cycle process for all reporting documentation for timely updates.
• Support the quality control function by enhancing and building reporting checklist and supporting routines for reviewing quantitative and qualitative board and management reporting information and insights.
• Create and conduct training to the reporting team and other teams on updates to reporting standard and procedures, and quality control as required.
• Conduct meaningful research, analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs.

Requirements

• Undergraduate degree or equivalent work experience
• 7+ years of experience
• Minimum of 8 years of experience in Compliance, Risk Management, Audit, or a related compliance role
• Strong executive written and verbal communication focused on messaging, clarity, and precision
• Proficiency in Microsoft Office Suite - especially Microsoft PowerPoint, Excel, Word, and Visio
• Strong stakeholder management skills across different Compliance groups to drive high-quality and accurate reporting insights
• Strong analytical and communication skills with the ability to escalate and articulate risks to senior leadership
• Exceptional attention to detail, organizational skills, critical thinking and policy drafting skills
• Familiarity with data visualization tools including PowerBI and Tableau a plus.

Benefits

• Health and well-being benefits
• Savings and retirement programs
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
• Banking benefits and discounts
• Career development and reward and recognition