Hybrid AVP, Business Oversight Programs

Posted 7 hours ago

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About the role

  • Lead the Head of First Line Oversight Programs at Sun Life, overseeing compliance and market conduct in Canadian Retail Advice and Solutions. Shape strategic oversight with a focus on digital transformation and excellence.

Responsibilities

  • Lead a high-performing team responsible for compliance and market conduct oversight across Canadian Retail Advice and Solutions business
  • Oversee first-line supervision of advisors across multiple distribution channels
  • Shape our oversight programs with an advisor- and client-centric lens
  • Drive digital transformation and grow our culture of excellence across the team

Requirements

  • University degree with 10+ years of progressive financial services experience
  • Deep knowledge of securities, mutual funds, and insurance regulations in an OSFI-regulated environment
  • Proven track record in compliance, market conduct, and/or first-line oversight roles
  • Canadian Securities Course (CSC) or Canadian Investment Funds Course (CIFC) with corresponding Branch Managers' exam would be a strong asset
  • OPD or PDO certification would be a strong asset

Benefits

  • Diversity and inclusion initiatives
  • Flexible working arrangements
  • Career development opportunities
  • Health and wellness programs

Job title

AVP, Business Oversight Programs

Job type

Experience level

Lead

Salary

CA$140,000 - CA$225,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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