Senior Associate responsible for implementing banking regulatory solutions and managing risk projects. Collaborating on complex regulatory requirements and developing IT interfaces across departments.
About the role
- Compliance Manager strengthening and operationalising Plenti's Compliance Program in a dynamic fintech environment. Ensuring regulatory compliance and managing compliance policies for sustainable growth.
Responsibilities
- strengthen and operationalise our Compliance Program as our business continues to grow
- ensure appropriate regulatory guardrails are in place, enabling sustainable growth and supporting Senior Management to meet their accountabilities
- bring subject matter expertise across AML/CTF, NCCP and Privacy, ensuring obligations are clearly understood and effectively embedded across the organisation
- develop, implement, and maintain comprehensive compliance policies, procedures, and internal controls in line with our regulatory framework
- monitor and interpret evolving regulatory requirements and advise Senior Management on impact and changes
- ensure all marketing materials, website content, and client communications comply with regulatory and company advertising guidelines
- oversee the review and ongoing effectiveness of Target Market Determinations (TMDs), ensuring they clearly define positive and negative target markets
- maintain and enhance the company's AML/CTF program in accordance with AUSTRAC requirements
- oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing customer monitoring processes
- ensure timely and accurate submission of Suspicious Matter Reports (SMRs) and Threshold Transaction Reports (TTs) to AUSTRAC
- conduct periodic AML/CTF risk assessments and ensure appropriate controls are in place
- design and deliver compliance education and training, lifting awareness and engagement
Requirements
- at least 5 years’ compliance experience within a regulated financial services environment, ideally in lending
- Bachelor’s degree in Business, Finance, Law, Risk Management, or a related field
- in-depth knowledge of compliance within the Australian lending framework, including NCCP, AML/CTF, and Privacy obligations
- proven experience managing and implementing compliance projects, frameworks, and controls
- strong analytical skills with meticulous attention to detail
- the ability to translate regulatory requirements into operational processes
- a proactive, project-driven approach with a focus on delivering results
- excellent written and verbal communication skills, with experience engaging effectively with Senior Management and cross-functional teams
Benefits
- flexible working
- volunteer and study leave to develop your skills
- monthly social events
- office snacks
- company Townhalls
- D&I initiatives and events
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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