Supervisor overseeing royalty compliance audits at Armanino India LLP. Leading teams in conducting audits and contract reviews in the music industry.
About the role
- Compliance Assistant Manager supporting regulatory and business change activities at Western Alliance Bank. This role involves oversight, guidance, and collaboration across multiple business lines.
Responsibilities
- supports the Compliance Manager and Compliance Director of Corporate Compliance in managing enterprise-wide regulatory and business change activities.
- responsible for assessing, identifying, and supporting the implementation of regulatory and operational changes impacting business lines, products, services, and processes.
- provides oversight, guidance, and effective challenge related to business, process, and service changes.
- collaborates closely with stakeholders across the first, second, and third lines of defense to evaluate compliance risk.
- supports regulatory change management, enhances governance and reporting, and contributes to ongoing risk mitigation efforts.
- maintains documentation, reports to risk management committees, and supports continuous improvement of compliance policies, practices, and tools.
Requirements
- 5+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field.
- Bachelor's degree in related field required.
- Previous leadership experience preferred.
- Intermediate to advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services.
- Intermediate to advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices.
- Intermediate to advanced experience in Regulatory and Compliance as it relates to Banking is preferred.
- Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint.
- Advanced speaking and writing communication skills.
- Highly organized.
- Certified Regulatory Compliance Manager preferred.
Benefits
- competitive salaries
- an ownership stake in the company
- medical and dental insurance
- time off
- a great 401k matching program
- tuition assistance program
- an employee volunteer program
- a wellness program
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