Conduct & Compliance Risk Review Specialist at Lloyds Banking Group, providing oversight and improving compliance risk management. Join our team to make a real impact in finance.
Responsibilities
Provide independent Conduct & Compliance oversight and challenge to risk and control owners, ensuring risk and return decisions align with customer, business, and strategic outcomes.
Deliver structured review activities in line with the Risk Review methodology, offering credible assurance that conduct and compliance risks are effectively managed.
Support the delivery of the annual and quarterly Risk Review plan, assessing adherence to relevant laws, regulations, accepted criteria, and internal policies.
Engage with partners across the business, escalating material issues and supporting remediation and improvement of controls.
Requirements
Comprehensive knowledge of the UK’s regulatory framework, especially commercial and corporate banking regulations.
Technical expertise in regulations impacting BCB, CIB, and LBCM.
Strong understanding of compliance frameworks, relevant laws, industry standards, and best practice.
Outstanding analytical and reporting skills, with the ability to interpret complex data and communicate findings clearly.
Experience in policy oversight, continuous monitoring, and risk exposure reporting.
Excellent stakeholder management and influencing skills.
A proactive, innovative, and challenging mindset.
Experience working in a hybrid or matrix environment would be really useful.
Exposure to emerging compliance technologies and data analytics tools.
Previous involvement in risk review, audit, or assurance functions within financial services.
Benefits
A generous pension contribution of up to 15%
An annual performance-related bonus
Share schemes including free shares
Benefits you can adapt to your lifestyle, such as discounted shopping
28 days’ holiday, with bank holidays on top
A range of wellbeing initiatives and generous parental leave policies
Job title
Assistant Manager, Commercial & Markets – Conduct and Compliance
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