IT GRC Specialist joining Security & Governance team at TF Bank, managing risk and compliance in a dynamic financial environment.
About the role
- Compliance Analyst serving in LendingTree’s Compliance team ensuring effectiveness of internal controls and compliance regulations. Monitoring customer complaints and suggesting process improvements.
Responsibilities
- Perform compliance testing and monitoring activities in accordance with the annual compliance testing plan.
- Document test results, supporting evidence, and identified issues in a clear and consistent format.
- Validate corrective actions to confirm issues have been remediated appropriately.
- Maintain organized records of testing results and workpapers to support internal and regulatory reviews.
- Prepare summaries of findings and assist with drafting monitoring and testing reports.
- Escalate potential compliance concerns to Compliance Director for review.
- Support ongoing enhancements to the Compliance Management Program.
- Stay current on relevant regulatory requirements and compliance best practices.
- Suggest process improvements to strengthen control environments and testing efficiency.
- Manage escalated consumer complaints, identify recurring trends, and assess themes to enhance business practices and improve customer experience.
Requirements
- Bachelor’s degree in business, legal studies, finance, marketing, or a related field; advanced degree preferred.
- 3–5 years of experience in a compliance, legal, or marketing review role within a banking or fintech organization. Exposure to compliance testing preferred.
- Basic understanding of financial regulations (e.g., UDAAP, ECOA, FCRA, GLBA) and compliance principles.
- Familiarity with compliance management program, testing frameworks, or audit methodologies is a plus.
- Demonstrated experience tracking, analyzing, and reporting customer complaints with a data-driven approach.
- Exceptional interpersonal, oral, and written communication skills, with the ability to interact with geographically dispersed teams.
- Strong analytical and problem-solving skills to guide decision-making, with attention to detail.
- Ability to manage multiple priorities and meet deadlines.
- Proven ability to adapt to a fast-paced, continuously evolving environment.
Benefits
- Generous benefits
- Wellness programs
- Time-off policies
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
IT GRC Specialist managing governance and compliance in a financial services environment. Collaborating with teams to implement regulatory frameworks and strengthen resilience.
Junior Compliance Officer supporting compliance activities aligned with BaFin regulations in the financial services industry. Collaborating with colleagues on compliance projects and monitoring investment processes.
Regulatory Caseworker managing individual caseloads for crofting applications in Scotland. Communicating with stakeholders and ensuring accurate record - keeping and compliance in crofting regulations.
FTC Compliance Analyst ensuring Northrop Grumman's adherence to FTC regulations. Lead compliance efforts and oversee related governmental interactions in a highly regulated environment.
OQ and Contractor Compliance Administrator providing administrative support for Operator Qualifications at Summit Utilities, Inc. Assisting in contractor compliance monitoring and onboarding in Maumelle, AR.
Director overseeing acute care workforce compensation and regulation for Alberta’s health care system. Leading strategies and policies for workforce and compensation planning with significant leadership responsibilities.
Lead regulatory and policy change initiatives for State Street Investment Management, ensuring compliance with global regulations. Engage with stakeholders to assess business impacts and implement change.
Information Services Co - op supporting cybersecurity governance, risk, and compliance along with IT contract management at Aecon, a leader in infrastructure development.
Head of Compliance responsible for compliance management in China for ANZ. Ensuring adherence to AML/Sanctions legislation and developing compliance programs.