Lead regulatory and policy change initiatives for State Street Investment Management, ensuring compliance with global regulations. Engage with stakeholders to assess business impacts and implement change.
Responsibilities
Work with key stakeholders to monitor and understand global regulatory developments across financial services, including data governance, cybersecurity, and emerging technologies.
Lead the delivery of high quality business impact assessments of regulatory changes for business operations and technology infrastructure.
Support the execution of regulatory and policy driven change programs across business and State Street Investment Management technology domains.
Collaborate with Project Management Office, Legal, Compliance, Risk, and Technology teams to ensure timely and effective implementation.
Oversee internal policy change governance to ensure alignment with corporate requirements and expectations.
Lead State Street Investment Management’s engagement into the corporate policy change process to ensure the views and opinions of you and our SMEs are considered.
Serve as the key liaison with PMO, Legal, Compliance, Risk, Technology and business leaders through direct engagement and internal governance committees.
Communicate complex regulatory and policy changes in a clear, actionable manner to senior leadership and operational teams.
Identify opportunities to leverage technology to enhance regulatory and policy change management.
Proactively manage risks associated with regulatory change, including operational, reputational, and strategic risks.
Requirements
Proven experience (7+ years) in regulatory change, policy governance, or enterprise transformation within regulated financial services.
Broader legal, compliance or change management experience would also be considered.
Experience in asset management or investment funds sectors preferable.
Deep understanding of global regulatory frameworks (e.g., SEC, FCA, ESMA, MAS) and technology regulations (e.g., GDPR, DORA, AI Act).
Strong leadership and stakeholder management skills, with experience influencing senior executives and cross-functional teams.
Exceptional analytical, communication, project management and strategic planning capabilities.
Advanced degree in Law, Business, Public Policy, or Technology preferred.
Benefits
inclusive development opportunities
flexible work-life support
paid volunteer days
vibrant employee networks
Job title
Business & Technology Regulatory & Policy Change Lead, Vice President
GRC Analyst supporting enterprise risk management and compliance at Coupa. Analyzing risk data and maintaining vendor assessments in a collaborative environment.
Regulatory Compliance Manager at Moneycorp managing compliance oversight and advisory for payments and MiFID - regulated entities. Ensuring compliance with regulations and managing regulatory risks to support the business growth.
Head of Analytics and Portfolio Intelligence at Nium delivering risk and compliance analytics. Shaping governance and proactive risk reporting within a top fintech company.
Regulatory Associate managing US/regional contributions to Global Regulatory Strategies and implementation plans at Pfizer. Collaborating with cross - functional teams ensuring compliance with regulations while advancing patient access.
Graduate role in FinTech focusing on Regulatory Reporting solutions with clients at Suade. Working directly on implementation projects and contributing to regulatory change initiatives.
AVP Enterprise Compliance managing compliance relationships and oversight for financial services. Collaborating with clients and maintaining compliance programs in Sioux Falls.
Seeking a Summer Student Intern for Risk Compliance at Tarion. Engage in multimedia creation while learning risk management skills in a hybrid work environment.
Regulatory Affairs Manager leading regulatory submissions for medical device company. Ensuring compliance with global regulations and facilitating market access for products.
Sales Admin & Compliance Specialist at Zalaris managing sales processes and ensuring contract compliance. Supporting the sales team with document management and CRM development.