Compliance Specialist working at Freetrade to help meet regulatory requirements and support product development. Engaging with teams across the business and delivering training and reporting solutions.
SS
Hybrid Business & Technology Regulatory & Policy Change Lead, Vice President
Posted 2 months ago
About the role
- Lead regulatory and policy change initiatives for State Street Investment Management, ensuring compliance with global regulations. Engage with stakeholders to assess business impacts and implement change.
Responsibilities
- Work with key stakeholders to monitor and understand global regulatory developments across financial services, including data governance, cybersecurity, and emerging technologies.
- Lead the delivery of high quality business impact assessments of regulatory changes for business operations and technology infrastructure.
- Support the execution of regulatory and policy driven change programs across business and State Street Investment Management technology domains.
- Collaborate with Project Management Office, Legal, Compliance, Risk, and Technology teams to ensure timely and effective implementation.
- Oversee internal policy change governance to ensure alignment with corporate requirements and expectations.
- Lead State Street Investment Management’s engagement into the corporate policy change process to ensure the views and opinions of you and our SMEs are considered.
- Serve as the key liaison with PMO, Legal, Compliance, Risk, Technology and business leaders through direct engagement and internal governance committees.
- Communicate complex regulatory and policy changes in a clear, actionable manner to senior leadership and operational teams.
- Identify opportunities to leverage technology to enhance regulatory and policy change management.
- Proactively manage risks associated with regulatory change, including operational, reputational, and strategic risks.
Requirements
- Proven experience (7+ years) in regulatory change, policy governance, or enterprise transformation within regulated financial services.
- Broader legal, compliance or change management experience would also be considered.
- Experience in asset management or investment funds sectors preferable.
- Deep understanding of global regulatory frameworks (e.g., SEC, FCA, ESMA, MAS) and technology regulations (e.g., GDPR, DORA, AI Act).
- Strong leadership and stakeholder management skills, with experience influencing senior executives and cross-functional teams.
- Exceptional analytical, communication, project management and strategic planning capabilities.
- Advanced degree in Law, Business, Public Policy, or Technology preferred.
Benefits
- inclusive development opportunities
- flexible work-life support
- paid volunteer days
- vibrant employee networks
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Tech skills
Location requirements
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