Compliance Analyst serving in LendingTree’s Compliance team ensuring effectiveness of internal controls and compliance regulations. Monitoring customer complaints and suggesting process improvements.
About the role
- Junior Compliance Officer supporting compliance activities aligned with BaFin regulations in the financial services industry. Collaborating with colleagues on compliance projects and monitoring investment processes.
Responsibilities
- Support day-to-day compliance activities aligned with BaFin regulatory requirements.
- Assist in monitoring investment products and processes.
- Contribute to the Compliance Monitoring Program (CMP) by preparing reports, collecting data, and following up on findings.
- Provide compliance input on current and upcoming products and services across the business.
- Participate in cross-functional compliance projects, gaining hands-on experience and supporting regulatory change implementation.
- Support senior colleagues in reviewing higher-risk or complex financial promotions to ensure compliance.
- Help maintain up-to-date compliance policies and procedures, ensuring effective implementation.
Requirements
- Ideally some experience in compliance, preferably within the financial services or investment sector.
- A degree in Law, Finance, or a related discipline, or an equivalent qualification.
- A strong interest in regulatory compliance and the financial services industry.
- Excellent communication and interpersonal skills.
- Ability to work well under pressure, adapt quickly, and learn on the job.
Benefits
- Challenges that will help you grow and realize your potential fast.
- Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high-performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package
Job title
Job type
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Not specified
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