Hybrid Case Administrator – Dispute Resolution

Posted 3 weeks ago

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About the role

  • Case Administrator managing arbitration cases, ensuring timely progress and compliance with applicable rules and procedures while providing customer service. Role involves collaboration and analytical skills in a hybrid work environment.

Responsibilities

  • Manages assigned docket of cases, with responsibility to ensure that all case activities proceed timely and accurately
  • Utilizes the ODR Portal and internal docket management programs
  • Analyzes assigned cases for accuracy and completeness, and anticipates and resolves issues that may arise during the course of the case
  • Acts as liaison between parties and arbitrators to facilitate resolution of pre-hearing motions and requests
  • Ensures that motions for the panel are addressed in a timely manner and monitors case-related reports to ensure compliance with deadlines and expectations
  • Analyzes, summarizes and makes recommendations on administrative motions for decision by the Director, with limited assistance
  • Advises panel as to procedural matters and provides guidance on FINRA's arbitration rules and procedures, with limited assistance
  • Answers parties’ pre and post award inquiries orally and in writing
  • Provides excellent customer service, and responds to customer complaints orally and in writing
  • Attends hearings when necessary to observe arbitrators and fairness of the proceedings
  • Drafts and serves awards in a timely manner, disposing of all issues submitted for resolution with limited assistance
  • Closes cases by award in a timely manner and ensures that they are closed with financial accuracy
  • Evaluates arbitrator performance
  • Monitors post-award litigation
  • Initiates disciplinary referrals
  • Demonstration of FINRA’s values
  • Collaboration, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity

Requirements

  • Bachelor’s degree and 4 years of related experience or equivalent combination of education and experience; JD strongly preferred
  • Expertise using a desktop computer with the full suite of electronic office applications and other office equipment
  • Strong knowledge of electronic docket management programs and web-based Portal systems a plus
  • Excellent customer service, interpersonal, and written and verbal communication skills required
  • Must be highly organized and able to perform multiple tasks efficiently and accurately, in a fast-paced environment and under tight time constraints
  • Must function effectively in a team environment and work with others to meet deadlines
  • Strong work ethic, positive attitude, and professional demeanor
  • Strong communication, time management, organizational, and attention to detail skills
  • Candidate must demonstrate discretion and sound judgment, due to the confidential nature of the work
  • Strong leadership skills required

Benefits

  • Comprehensive health, dental and vision insurance
  • Basic life and accidental death and dismemberment insurance
  • Supplemental life insurance
  • Short- and long-term disability
  • Long-term care insurance
  • Business travel accident insurance
  • Legal insurance
  • 401(k) plan with company match
  • FINRA-funded retirement contribution
  • Tuition reimbursement
  • Commuter benefits
  • Adoption assistance
  • Backup family care
  • Surrogacy benefits
  • Employee assistance programs
  • Wellness programs
  • 15 days of paid time off
  • 5 personal days
  • 9 sick days
  • Two volunteer service days
  • Military leave
  • Jury duty leave
  • Bereavement leave
  • Voting and election official leave
  • Care of family member leave
  • Childbirth and parental leave
  • Nine paid holidays

Job title

Case Administrator – Dispute Resolution

Job type

Experience level

Mid levelSenior

Salary

$84,504 - $176,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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