Leads and directs examination activities at FINRA while managing and empowering a team of examiners. Ensures strategic objectives are achieved through effective collaboration and guidance.
FI
FINRA
Currently Hiring
About the company
FINRA is dedicated to investor protection and market integrity.
Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country.
Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident.
With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace.
We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is.
That’s why we offer a competitive compensation, benefits and services package.
And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills.
At FINRA, we believe your work can be your passion.
Open jobs
Browse and apply for open jobs at FINRA.
15 jobs found
Summer internship role in financial sector focusing on investigative processes and regulatory compliance. Collaborate with investigators and managers in performing analytical tasks related to Financial Crimes.
Director position at FINRA leading product management team for market oversight and surveillance. Responsibilities include strategy development, product planning, and team leadership.
Senior Program Administrator providing high - level administrative support within OGC Regulation to enhance operational efficiency and effectiveness. Involving planning, coordination, and support of various programs and initiatives.
Office Manager providing operational and administrative support in Corporate OGC and Ethics offices. Requires strong technical skills and five years of administrative experience.
Deputy Director leading financial reporting operations and driving technological evolution at FINRA. Responsible for all financial reporting activities and team management in a hybrid work environment.
Lead AI Engineer developing and managing AI infrastructure at FINRA. Collaborate with teams on building AI models for accurate predictions and data management.
Senior Director of Surveillance & Market Intelligence at FINRA, ensuring compliance and management of surveillance operations. Leading teams, managing regulatory intelligence, and representing the organization.
Developing full - stack applications for a generative AI regulatory chat assistant at FINRA. Collaborating on scalable software solutions and cloud - native components.
Machine Learning Senior Software Engineer at FINRA designing and deploying scalable ML systems. Integrating generative AI capabilities and optimizing model lifecycle workflows in production environments.
Lead Full - Stack GenAI Platform Software Engineer developing scalable software solutions for generative AI chat assistant. Mentoring team members and ensuring architectural integrity in software development.
Paralegal supporting litigation efforts for FINRA, managing document requests and certifications. Collaborating with attorneys to prepare legal documents in a hybrid work environment.