Digital Delivery Manager leading digital tools and processes in Energy & Resources at Stantec. Collaborating with project teams to optimize digital delivery for innovative outcomes.
About the role
- Market Supervision Manager overseeing compliance and business operations for Merrill Wealth Management. Ensuring regulatory adherence and coaching financial advisors in a client-focused environment.
Responsibilities
- Manage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate offices
- Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk
- Coach advisors in supporting the company strategy and continuing to grow their businesses
Requirements
- Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses
- Minimum of 5+ years professional experience
- Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products
Benefits
- Health insurance
- Flexible work arrangements
- Professional development
- Paid time off
- Diversity and inclusion initiatives
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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