Quality & Compliance Lead at Rockwell Automation driving QMS and quality initiatives in India. Engaging in quality improvements, audits, and compliance management across engineering and operations.
About the role
- Head of Compliance overseeing compliance and regulatory functions at Bank Frick, leading a team and ensuring adherence to laws.
Responsibilities
- Overall responsibility for the bank’s compliance function, including AML/CFT, regulatory compliance, sanctions law (ISG), and governance matters
- Ensuring compliance with all relevant laws and regulations (e.g. SPG, SPV, ISG, BankG, BankV, FMA guidelines, EU regulations)
- Strategic development and operational implementation of the compliance and governance framework in line with regulatory requirements and the business strategy
- Responsibility for drafting, maintaining and continuously optimizing policies, directives and processes
- Planning and execution of 2nd-line compliance controls and their documentation
- Responsible for training and awareness-raising among internal stakeholders and for reporting to executive management and the board of directors
- Conducting and monitoring risk analyses, including SPG/SPV reporting
- Providing expert advice and overseeing all compliance and sanctions processes (KYC, PEP, monitoring, CASP)
Requirements
- Completed higher education with a focus on business, law or a comparable qualification
- Several years of professional experience in a bank’s compliance or regulatory environment
- Leadership experience in a comparable role with interdisciplinary responsibility
- Experience cooperating with supervisory authorities (e.g. FMA, FIU)
- Quick comprehension and strong analytical, structured thinking
- Strong communication skills with team spirit and persuasive presence
- Excellent German and English skills (C1/C2 level)
Benefits
- Short decision-making processes
- Focus on health and work-life balance
- On-site fitness facilities
- Modern workspaces
- Young and dynamic teams
- Flexible working arrangements to suit you
- Additional days off
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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