Quality & Compliance Lead at Rockwell Automation driving QMS and quality initiatives in India. Engaging in quality improvements, audits, and compliance management across engineering and operations.
SF
Hybrid Vice President, Regulatory Management
Posted 6 hours ago
About the role
- Vice President of Regulatory Management in Asset Management providing strategic guidance on regulatory matters. Collaborating with compliance and legal teams to manage regulatory changes and maintain compliance framework.
Responsibilities
- serve as a leader within Asset Management Compliance, providing strategic guidance on complex regulatory matters
- partner closely with the fund and adviser Chief Compliance Officers, as well as senior leaders across Risk, Compliance, and Legal
- assess regulatory developments, coordinate end ‑ to ‑ end management of regulatory change and manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
- contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy
Requirements
- JD or other advanced degree preferred
- 10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years’ asset management experience within a law firm
- Deep understanding of federal securities laws; interest in regulatory compliance
- Broad familiarity with Fidelity’s businesses, investment products, and operational model
- Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
- Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
- Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross‑functional partnership
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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