Vice President of Regulatory Management in Asset Management providing strategic guidance on regulatory matters. Collaborating with compliance and legal teams to manage regulatory changes and maintain compliance framework.
Responsibilities
serve as a leader within Asset Management Compliance, providing strategic guidance on complex regulatory matters
partner closely with the fund and adviser Chief Compliance Officers, as well as senior leaders across Risk, Compliance, and Legal
assess regulatory developments, coordinate end ‑ to ‑ end management of regulatory change and manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy
Requirements
JD or other advanced degree preferred
10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years’ asset management experience within a law firm
Deep understanding of federal securities laws; interest in regulatory compliance
Broad familiarity with Fidelity’s businesses, investment products, and operational model
Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross‑functional partnership
Benefits
comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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