Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.
About the role
- Advertising Compliance Specialist ensuring compliance and operational excellence in the insurance sector. Collaborating on regulatory changes and supporting product development in a hybrid role.
Responsibilities
- Ensure operational processes, systems, and controls are compliant with state regulations
- Review and interpret enacted changes in legislation and regulation to business impact
- Provide business guidance on enacted changes in legislation and regulations to assist with sales, claims or product development and maintenance
- Collaborate with various business units across the organization
- Provides business requirements for the implementation of product related compliance projects
- Work with technical areas, to interpret business requirements and review output to ensure quality of project deliverables
- Document compliance management database with business direction, business requirements, and project milestones including postproduction validation
- Serve as subject matter expert of products, services or sales related process, procedures and systems
- Provide validation for inquiries coming from the NAIC and departments of insurance
- Perform audits and/or compliance related projects
- Reports status of compliance mandate projects
Requirements
- 2+ years insurance compliance experience in property & casualty
- Demonstrated experience providing customer-driven solutions, support, or service
- Solid knowledge and understanding of advertising compliance guidelines, laws regulations and procedures
- Demonstrated experience in rate and form filings as required by area of expertise
- Demonstrated teamwork and interpersonal skills; ability to communicate and persuade in a cross-functional environment
- Demonstrated experience with audit techniques, methodologies and tools
- Solid knowledge and understanding of insurance products and related pricing concepts
- Solid knowledge and understanding of state insurance laws and regulations
- Demonstrated experience writing technical documents or performing regulatory research
- Solid knowledge and understanding of insurance compliance in area of expertise
- Solid knowledge of insurance contract language and regulatory environment
- Demonstrated experience with product, sales or service specifics as required in area of expertise.
Benefits
- Comprehensive medical, dental, vision and wellbeing benefits
- Competitive 401(k) contribution
- Pension plan
- Annual incentive
- 9 paid holidays
- Paid time off program (23 days accrued annually for full-time employees)
- Student loan repayment program
- Paid-family leave
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