Regulatory Manager overseeing the preparation and submission of documents to global health authorities. Ensuring timely regulatory submissions in a collaborative biotech environment.
About the role
- Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.
Responsibilities
- Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
- Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
- Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures.
- Assisting in promoting the firm at various industry and promotional events or producing certain publications.
- Keeping abreast of relevant laws and regulations.
- Responsible for maintaining, keeping up-to-date, and accurate client files.
Requirements
- The Senior Associate must have a minimum of 3 years’ experience either in Compliance, AML or at the Regulators and preferably educated to degree standard (or equivalent).
- A Senior Associate is expected to obtain an AML or Compliance certificate within 3 months of joining.
- A Senior Associate should be a well-versed candidate, from within the Compliance, AML, and Risk Management space, who can act in a vigorous and independent manner to develop both policy, and culture across the organization.
- Internationally 3rd level professional qualification required.
Benefits
- Commitment to minimum continuing professional development requirements, in accordance with internal and external standards.
- Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Field Compliance Supervisor working on OSA framework contract in the Inner M25 region. Supervising safety and compliance for Telent's network services in London.
Compliance Coordinator supporting Healthcare Compliance initiatives at EXL. Ensuring compliance with ethical, legal, and regulatory requirements.
Deputy Environmental Compliance Manager ensuring compliance and project support for complex environmental projects. Delivering sustainable solutions within a client - focused environment at Atlas.
Audit and Compliance Analyst responsible for program compliance and policy development within healthcare services teams. Collaborating on auditing, monitoring, and report development regarding Care Management and Utilization Management.
Compliance Advisor in Asset Management Compliance focusing on regulatory policies and private investments. Supporting compliance activities and interactions across investment teams and legal departments.
Professional for strategic legal advice on data protection, privacy and compliance at Unimed. Involves implementing LGPD programs and engaging with business areas for compliance.
Compliance and Risk Manager overseeing government compliance programs within aerospace and defense environments. Responsible for risk management and ensuring adherence to regulatory requirements across multiple locations.
Regulatory Affairs Franchise Leader driving global regulatory strategy across APAC, MEA, Eastern Europe, and LATAM for Pierre Fabre's pharmaceutical products.
Intern supporting compliance and analysis in the banking and finance sector. Assisting in fraud cases, complaints resolution, and data analysis.