Onsite Compliance Business Oversight Manager

Posted yesterday

Apply now

About the role

  • Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.

Responsibilities

  • Manage the TD Bank US Holding Company Affiliate Transactions Data Review Program
  • Provide advice, support, and objective guidance to assigned portfolio or function
  • Conduct regulatory reviews including inquiries, audits, and exams
  • Deliver relevant subject matter expertise and compliance advice

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • CRCM certification preferred
  • Knowledge and experience within compliance or audit, legal and regulatory environment
  • Ability to research, interpret and summarize relevant regulatory expectations

Benefits

  • Health insurance
  • 401(k) matching
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Career development opportunities
  • Reward and recognition programs
  • Banking benefits and discounts

Job title

Compliance Business Oversight Manager

Job type

Experience level

SeniorLead

Salary

$91,000 - $136,000 per year

Degree requirement

Bachelor's Degree

Location requirements

Report this job

See something inaccurate? Let us know and we'll update the listing.

Report job