Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
Responsibilities
Manage the TD Bank US Holding Company Affiliate Transactions Data Review Program
Provide advice, support, and objective guidance to assigned portfolio or function
Conduct regulatory reviews including inquiries, audits, and exams
Deliver relevant subject matter expertise and compliance advice
Requirements
Undergraduate degree or equivalent work experience
7+ years of experience
CRCM certification preferred
Knowledge and experience within compliance or audit, legal and regulatory environment
Ability to research, interpret and summarize relevant regulatory expectations
Benefits
Health insurance
401(k) matching
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
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