VP Finance managing Finance & Fundraising Unit at neotiv GmbH. Leading strategic financial direction and fundraising efforts to drive growth in dementia healthcare sector.
About the role
- Senior Compliance Manager overseeing investment risk for KeyBank's private bank. Independently measure, monitor, and assess risks across fiduciary investment activities and enhance risk frameworks.
Responsibilities
- Independently measuring, monitoring, and assessing risks across fiduciary investment activities
- Provide credible challenge, identify emerging issues, and escalate concerns to senior management when necessary
- Oversee the risk management of a diverse range of investment products—including equities, fixed income, alternative funds, and managed solutions
- Work closely with line of business partners and research analysts in the Chief Investment Office
- Develop and maintain a deep understanding of fund and portfolio risk profiles
- Enhance and innovate risk oversight frameworks and methodologies
- Ensure compliance with internal policies and regulatory expectations
- Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business
- Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers, including specialized solutions and separately managed accounts
- Utilize industry-standard tools (e.g., FactSet, Morningstar, Bloomberg) to analyze investment risks and challenge assumptions
- Independently conduct monitoring reviews of equity and fixed income funds presented by the Chief Investment Office
- Identify, assess, and monitor investment risks, providing credible challenge and escalating key issues to senior management
- Partner with investment and risk teams to maintain a deep understanding of fund and portfolio risk profiles
- Enhance and innovate risk oversight processes to ensure compliance with investment, liquidity, and counterparty risk policies
- Perform deep-dive analyses on emerging risk areas and evaluate their potential impact on the business
- Assist in other Compliance Risk tasks across the Compliance Risk Management Space, as needed
- Participate and lead formal testing/monitoring
Requirements
- Bachelor’s degree in Finance, Economics, Risk Management, or a related field
- 5+ years of experience in investment risk, compliance, or asset management
- Strong understanding of investment products, including mutual funds, SMAs, and alternative investments
- Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar
- Demonstrated ability to independently assess risk and provide credible challenge
- Excellent analytical, problem-solving, and communication skills
- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
- Preferred: Advanced degree (MBA, MS Finance, etc.) or professional certifications (e.g., CFA, FRM)
- Preferred: CFIRS or other like certifications
- Preferred: Experience working in a private bank or wealth management environment
- Preferred: Familiarity with regulatory requirements related to investment risk and compliance
Benefits
- eligible to earn a base salary in the range of $130,000 to $160,000 annually depending on location and job-related factors such as level of experience.
- eligibility for short-term incentive compensation
- eligibility for deferred incentive compensation
- list of benefits for which this position is eligible (click here)
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