Hybrid Regulatory Change & Oversight – Capital Markets

Posted last week

Apply now

About the role

  • Stay ahead of regulatory developments across major markets (US, UK, EU, AUS, Singapore) and interpret complex requirements from bodies such as CFTC, NFA, ESMA, FCA, MAS, and ASIC
  • Evaluate how new and evolving regulations affect Capital Markets products and services, and provide actionable guidance to business leaders
  • Establish and maintain robust policies, procedures, and governance frameworks to ensure compliance with global regulatory standards
  • Partner with Compliance, Legal, Risk, and business units to embed regulatory requirements into operational processes and controls
  • Influence Capital Markets strategy and operating model to align with regulatory expectations and industry best practices
  • Identify high-risk situations, advise on mitigation strategies, and ensure timely escalation of regulatory issues
  • Lead initiatives related to horizon scanning, impact assessments, regulatory reporting, and governance enhancements
  • Communicate regulatory impacts effectively to internal and external stakeholders, fostering a culture of compliance and risk awareness
  • Support ad hoc projects and provide leadership coverage for the regulatory change team when needed

Requirements

  • Typically requires 7–10 years in regulatory change, compliance, or risk management within a regulated financial services firm
  • Deep understanding of global regulatory frameworks, including MIFID, EMIR, FSMA, and prudential risk management standards
  • Ability to assess regulatory risks, interpret complex rules, and develop practical compliance solutions
  • Strong interpersonal skills to consult with stakeholders at all levels and articulate regulatory requirements clearly
  • Comfortable working independently and collaboratively in a dynamic environment, with a focus on continuous improvement and innovation
  • Familiarity with horizon scanning, impact assessments, and governance frameworks to anticipate and manage regulatory change effectively

Benefits

  • retirement benefits (401k and pension)
  • health and welfare benefits (medical, dental, vision, spending accounts and disability)
  • paid time off
  • parental and caregiver leave
  • life & accident insurance
  • other voluntary and well-being benefits
  • discretionary bonus program that may include an equity component

Job title

Regulatory Change & Oversight – Capital Markets

Job type

Experience level

SeniorLead

Salary

$114,700 - $194,900 per year

Degree requirement

Bachelor's Degree

Location requirements

Report this job

See something inaccurate? Let us know and we'll update the listing.

Report job