Administer investment management compliance in trading system: build, test, and maintain compliance rules; monitor alerts and violations; resolve exceptions
Monitor fiduciary investment activity for compliance with OCC regulations and fiduciary principles
Track and escalate compliance issues using scorecards
Prepare committee materials, governance reports, and audit/exam responses
Support development of policies and procedures aligned with OCC expectations
Collaborate with portfolio managers, risk, and audit teams to resolve issues
Participate in system enhancement and compliance improvement projects
Serve as a Compliance Administrator for the investment management trading system
Perform other duties as assigned in accordance with KeyBank policies and procedures
Requirements
Bachelor's degree in Business, Communications, Risk Management or related field (required)
A minimum of 1 year of experience in compliance, risk, audit, investment operations, or fiduciary services (preferred)
Internship experience or strong academic background considered
Strong analytical, organizational, and problem-solving skills
Excellent written and verbal communication
Proficiency in Microsoft Excel, Word, and PowerPoint
Self-starter with attention to detail and ability to manage multiple priorities
Experience with investment compliance and/or trading platforms
Familiarity with fiduciary principles and OCC regulations
Benefits
Flexible, inclusive work environment
Supportive teammates
Challenging projects
Accessible leaders
Opportunities to grow in your position and your career
Reasonable accommodations for qualified individuals with disabilities (email [email protected])
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