Hybrid Portfolio Compliance Analyst

Posted last month

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About the role

  • Administer investment management compliance in trading system: build, test, and maintain compliance rules; monitor alerts and violations; resolve exceptions
  • Monitor fiduciary investment activity for compliance with OCC regulations and fiduciary principles
  • Track and escalate compliance issues using scorecards
  • Prepare committee materials, governance reports, and audit/exam responses
  • Support development of policies and procedures aligned with OCC expectations
  • Collaborate with portfolio managers, risk, and audit teams to resolve issues
  • Participate in system enhancement and compliance improvement projects
  • Serve as a Compliance Administrator for the investment management trading system
  • Perform other duties as assigned in accordance with KeyBank policies and procedures

Requirements

  • Bachelor's degree in Business, Communications, Risk Management or related field (required)
  • A minimum of 1 year of experience in compliance, risk, audit, investment operations, or fiduciary services (preferred)
  • Internship experience or strong academic background considered
  • Strong analytical, organizational, and problem-solving skills
  • Excellent written and verbal communication
  • Proficiency in Microsoft Excel, Word, and PowerPoint
  • Self-starter with attention to detail and ability to manage multiple priorities
  • Experience with investment compliance and/or trading platforms
  • Familiarity with fiduciary principles and OCC regulations

Benefits

  • Flexible, inclusive work environment
  • Supportive teammates
  • Challenging projects
  • Accessible leaders
  • Opportunities to grow in your position and your career
  • Reasonable accommodations for qualified individuals with disabilities (email [email protected])

Job title

Portfolio Compliance Analyst

Job type

Experience level

Junior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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