About the role

  • Support Columbia Threadneedle Investments’ registered investment companies under the direction of an attorney
  • Perform on-going legal and regulatory activities for registered investment companies
  • Coordinate creation, updating, and filing of registration statement post-effective amendments containing prospectuses and SAIs (including annual updates and supplements)
  • Prepare other disclosure documents required by the Investment Company Act of 1940, Securities Act of 1933 and Exchange Act of 1934
  • Solicit and coordinate input to disclosure documents from product, marketing, fund administration, compliance, investment personnel, outside counsel and outside accountants
  • Provide legal and regulatory support for the investment advisory business, including collective investment trusts, SEC compliance, Ameriprise Financial entities and corporate governance matters
  • Work closely with Asset Management Legal in the General Counsel’s Organization and cross-functional business teams
  • Be part of a team of lawyers and paralegals supporting Columbia Threadneedle Investments; role to be filled in Minneapolis, MN or Boston, MA

Requirements

  • Associates degree plus paralegal certificate or Bachelor’s degree equivalent
  • 3-5 years experience supporting an asset management business is preferred
  • Ability to interpret, analyze and apply legal requirements applicable to registered investment companies
  • Mature, professional demeanor
  • Strong attention to detail
  • Strong organizational skills and ability to successfully manage several ongoing assignments
  • Excellent communication, interpersonal, writing and problem solving skills
  • Dedicated team player

Benefits

  • Competitive and comprehensive benefits program that supports all aspects of your health and well-being
  • Vacation time
  • Sick time
  • 401(k)
  • Health insurance
  • Dental insurance
  • Life insurance
  • Most roles eligible for variable pay in the form of bonus, commissions, and/or long-term incentives
  • Pay-for-performance compensation philosophy

Job title

Legal Affairs Manager

Job type

Experience level

Mid levelSenior

Salary

$72,100 - $120,000 per year

Degree requirement

Associate's Degree

Location requirements

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