Support Columbia Threadneedle Investments’ registered investment companies under the direction of an attorney
Perform on-going legal and regulatory activities for registered investment companies
Coordinate creation, updating, and filing of registration statement post-effective amendments containing prospectuses and SAIs (including annual updates and supplements)
Prepare other disclosure documents required by the Investment Company Act of 1940, Securities Act of 1933 and Exchange Act of 1934
Solicit and coordinate input to disclosure documents from product, marketing, fund administration, compliance, investment personnel, outside counsel and outside accountants
Provide legal and regulatory support for the investment advisory business, including collective investment trusts, SEC compliance, Ameriprise Financial entities and corporate governance matters
Work closely with Asset Management Legal in the General Counsel’s Organization and cross-functional business teams
Be part of a team of lawyers and paralegals supporting Columbia Threadneedle Investments; role to be filled in Minneapolis, MN or Boston, MA
Requirements
Associates degree plus paralegal certificate or Bachelor’s degree equivalent
3-5 years experience supporting an asset management business is preferred
Ability to interpret, analyze and apply legal requirements applicable to registered investment companies
Mature, professional demeanor
Strong attention to detail
Strong organizational skills and ability to successfully manage several ongoing assignments
Excellent communication, interpersonal, writing and problem solving skills
Dedicated team player
Benefits
Competitive and comprehensive benefits program that supports all aspects of your health and well-being
Vacation time
Sick time
401(k)
Health insurance
Dental insurance
Life insurance
Most roles eligible for variable pay in the form of bonus, commissions, and/or long-term incentives
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