Audit Director focusing on risk management audits and leadership within Capital One’s Consumer Lending sector. Delivering strategic insights and overseeing audit engagements for quality assurance.
Responsibilities
Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements.
Proactively monitor the assigned audit universe for changing risks and needed updates.
Direct business unit and project audits across assigned portfolios.
Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope.
Provide timely feedback, on-the-job training and coaching to audit staff and direct reports.
Establish and maintain good relationships with key business and audit partners.
Effectively represent internal audit at management meetings, internal forums, and to external organizations.
Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
Requirements
Bachelor’s degree or military experience
At least 10 years of experience in auditing, risk management or a combination
At least 5 years of experience in banking or financial services
At least 3 years of experience in people management
At least 3 years of experience managing audit engagements
Master’s Degree in Accounting, Finance, Economics, or Business Administration (Preferred)
Professional certification such as CPA, CIA, CFA, CRM, CBCP, CTPRP or APRP (Preferred)
Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination (Preferred)
12+ years of experience in internal auditing, first or second line risk management, or a combination (Preferred)
7+ years of experience in banking or financial services (Preferred)
7+ years of experience in leadership or supervisory roles (Preferred)
1+ years of experience performing data analysis in support of internal auditing (Preferred)
Benefits
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
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