Director of Anti - Money Laundering investigations at Fidelity, leading a team to handle financial crimes compliance and regulatory requirements.
About the role
- Support various Anti-Money Laundering processes for multiple business lines. Conduct investigations, complete SARs, and engage in collaborative AML activities.
Responsibilities
- Support various Anti-Money Laundering (AML) processes for various lines of business
- Review system generated alerts to assess presence of illicit activity that may require reporting
- Conduct research as required and document detailed results in written format
- Review system generated alerts, ad hoc alerts and departmental referrals, address other applicable AML processes in accordance with regulations
- Document investigative results in written format; provide sufficient research to support investigative decisions
- Complete and validate quality Suspicious Activity Reports (SARs) in accordance with procedures
- Escalate issues as appropriate for advanced investigation and analysis
- Build and maintain awareness of the broader context and implications of various types of risk affecting the business
- Engage with peers and team to support the AML collaborative environment
- Additional responsibilities as needed
Requirements
- High school diploma, GED, or equivalent certification
- At least 6 months of investigative or research experience
- At least 1 year of Microsoft Office or Google Suite experience
- Bachelor's degree (preferred)
- 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst (preferred)
- 6+ months of financial services industry experience (preferred)
- 1+ years of experience in Investigations or Research (preferred)
- Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership (preferred)
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
CO
Investigator supporting Anti - Money Laundering processes at Capital One. Review alerts, conduct research, and document results to ensure compliance with regulations.
AML Senior Analyst gathering and analyzing documentation for KYC profiles at PwC Financial Crime Unit. Evaluating AML risk ratings and supporting junior staff in project environments.
KYC & Onboarding Analyst supporting customers during the registration and verification process at Play North. Reviewing documents, assisting with issues, and contributing to the KYC lifecycle.
AML Analyst supporting financial institutions in preventing financial crimes. Responsibilities include research, documentation analysis, and compliance with policies in Poland and abroad.
AML Analyst in PwC's Financial Crime Unit supporting Brazilian Portuguese clients with compliance. Engaging in research and analysis pertaining to financial crime and regulations.
Global Financial Crime Modernization Lead driving financial crime systems modernization at Manulife. Requires extensive experience in compliance and technology transformation roles.
AML Monitoring Officer specializing in transaction monitoring and alert handling at financial institution. Ensuring compliance and collaborating with external AML vendors in Limassol, Cyprus.
Senior Manager leading financial crimes model validation at RBC. Collaborating to validate machine learning models and enhance detection capabilities against financial crimes.
AML Analyst monitoring clients' transactions for fraud and compliance at embedded banking specialist Swan. Joining a collaborative team to enhance risk management and compliance processes.