TD
Senior Manager overseeing investigations into financial crimes and compliance regulations. Leading a team to develop AML policies and providing expertise in cyber - enabled crime.
About the role
- Support various Anti-Money Laundering processes for multiple business lines. Conduct investigations, complete SARs, and engage in collaborative AML activities.
Responsibilities
- Support various Anti-Money Laundering (AML) processes for various lines of business
- Review system generated alerts to assess presence of illicit activity that may require reporting
- Conduct research as required and document detailed results in written format
- Review system generated alerts, ad hoc alerts and departmental referrals, address other applicable AML processes in accordance with regulations
- Document investigative results in written format; provide sufficient research to support investigative decisions
- Complete and validate quality Suspicious Activity Reports (SARs) in accordance with procedures
- Escalate issues as appropriate for advanced investigation and analysis
- Build and maintain awareness of the broader context and implications of various types of risk affecting the business
- Engage with peers and team to support the AML collaborative environment
- Additional responsibilities as needed
Requirements
- High school diploma, GED, or equivalent certification
- At least 6 months of investigative or research experience
- At least 1 year of Microsoft Office or Google Suite experience
- Bachelor's degree (preferred)
- 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst (preferred)
- 6+ months of financial services industry experience (preferred)
- 1+ years of experience in Investigations or Research (preferred)
- Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership (preferred)
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
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Investigating financial crime risks for TD, one of the world's leading financial institutions. Conducting investigations and providing mentorship in compliance and risk management roles.
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