Construction Compliance Coordinator ensuring safety compliance for Edward Don projects. Responsible for vendor setup, documentation, and collaboration with various departments on compliance matters.
About the role
- Advisor Practice Compliance overseeing operations in mutual fund and securities disciplines. Analyzing advisor practices and ensuring compliance with organizational standards.
Responsibilities
- Analyze business practices of advisors within various independent distribution networks
- Oversee daily operations in the mutual fund discipline as well as in securities
- Contribute to the design, implementation, and coordination of the compliance framework
- Monitor supervisory measures, particularly the behavior of independent advisors
- Analyze and help diagnose issues, provide advice in accordance with regulatory requirements
- Participate in the development of recommendations and implementation plans
- Develop tools, methods, and processes tailored to the needs of the organization
Requirements
- Bachelor’s degree in a relevant field
- A minimum of four years of relevant experience
- Experience in audit or supervision
- Completion of the Canadian Securities Course (CSC)
- Completion of the Conduct and Practices Handbook Course (CPH)
- Completion Investment Dealer Supervisors Course (IDSC)
- Completion (or commitment to quickly complete) the Derivatives Fundamentals and Options Licensing Course (DFOL)
- Knowledge of French is required
- Advanced intermediate proficiency in English, due to the nature of the tasks, work tools, and interactions with English-speaking partners, members, and clients
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Data Analyst for the Compliance and Internal Controls team at Sicredi, utilizing SQL and Python for data analysis and monitoring.
Analista Compliance overseeing ethics and privacy compliance activities at Kumon. Ensuring adherence to legal regulations and internal policies in a multinational education organization.
Director overseeing Health Care compliance strategies in MedTech at Johnson & Johnson. Leading efforts for compliance, risk management, and operational excellence in healthcare innovations.
Senior Regulatory Affairs Program Lead managing data strategy for Johnson & Johnson's Surgery group. Supporting regulatory processes and data strategies in hybrid work environment.
Compliance Assistant supporting financial regulations and internal controls at Genial Investimentos. Engaging with regulatory agencies and maintaining internal compliance policies.
Junior Compliance Analyst supporting sustainability governance and corporate reputation in a Brazilian company. Involves compliance, risk management, ASG practices, and stakeholder interaction.
Compliance & Governance Manager overseeing regulatory matters across jurisdictions for financial services. Managing compliance, governance, and legal affairs while coordinating with external partners and stakeholders.
Medical & Regulatory Strategy Manager supporting pharmaceutical strategies in Germany. Coordinating projects and managing stakeholder relationships in the healthcare sector.
Compliance Associate leading state and federal regulatory examination activities at Better Mortgage. Coordinating regulatory interactions and serving as a central coordinator for compliance oversight.