Senior Associate Compliance providing compliance support and monitoring across Vistra Fund Services in Guernsey. Engaging with stakeholders to promote compliance culture and ethical behavior.
About the role
- Regulatory Reporting Lead overseeing regulatory reporting for institutional clients. Ensuring quality and accuracy in compliance with all relevant regulations while managing client relationships.
Responsibilities
- **About the Role**Validus Risk Management is seeking an experienced Regulatory Reporting Lead to oversee and enhance our regulatory reporting function. As a specialised provider, we deliver comprehensive regulatory reporting services to institutional clients, including those who trade through our platform and those who engage us solely for our reporting expertise.
- This is a client-facing leadership role that combines deep regulatory technical knowledge with operational excellence. You'll be responsible for ensuring the quality and accuracy of our regulatory reporting services while acting as the technical authority for client queries and supporting our product development roadmap.
- **Key Responsibilities****Service Delivery & Quality Management**
- Oversee end-to-end quality assurance of the regulatory reporting function, ensuring accuracy, timeliness, and compliance across all client submissions
- Work closely with the Head of Trading Operations to support BAU delivery where required, ensuring seamless operational integration
- Develop and maintain quality control frameworks and reporting standards
- Drive continuous improvement initiatives to enhance service delivery and operational efficiency
- **Client Relationship Management**
- Act as the primary technical point of contact for clients on regulatory reporting matters
- Respond to complex technical queries regarding EMIR, MIFID, ASIC, and MAS reporting requirements
- Proactively communicate regulatory changes and their impact on client reporting obligations
- Build and maintain strong relationships with key stakeholders across the client base
- **Product Development & Technology Collaboration**
- Partner with technology and product teams to support the development and enhancement of regulatory reporting capabilities
- Translate business requirements into technical specifications for new functionality
- Ensure new releases align with business-approved requirements and regulatory standards
- Participate in UAT and provide regulatory expertise during the product development lifecycle
- **Project Management & Strategic Initiatives**
- Lead and coordinate multiple regulatory reporting workstreams simultaneously
- Manage implementation of new regulatory requirements and client onboarding projects
- Monitor project timelines, dependencies, and deliverables to ensure successful outcomes
- Contribute to the strategic development of the regulatory reporting service offering
Requirements
- **Technical Knowledge**
- Deep technical knowledge of regulatory reporting requirements across EMIR, MIFID, ASIC, and MAS regimes
- Strong understanding of derivatives markets, trade lifecycle, and reporting workflows
- Ability to interpret and apply complex regulatory requirements in practical scenarios
- Up-to-date awareness of regulatory developments and their operational implications
- **Experience**
- Proven track record in regulatory reporting within financial services, preferably in a reg tech or institutional trading environment
- Demonstrable experience in a client-facing capacity, managing complex stakeholder relationships
- Experience working with technology teams and contributing to product development processes
- Track record of managing multiple projects and priorities in a fast-paced environment
- **Skills**
- Excellent communication skills with the ability to explain complex regulatory concepts clearly to both technical and non-technical audiences
- Strong analytical and problem-solving capabilities
- Project management skills with the ability to drive initiatives through to completion
- Meticulous attention to detail and commitment to quality
- **Desirable**
- Experience with additional regulatory regimes (e.g., SFTR, Dodd-Frank)
- Knowledge of trade processing systems and regulatory reporting platforms
- Experience in a scaling or high-growth financial services business
- Relevant professional qualifications or certifications
Benefits
- **Compensation and Benefits:**
- Eligible for company bonus scheme
- Enhanced Health Insurance with Dental, Optical and Mental health benefits
- Financial support towards qualifications
- Pension
- **About the Company:**
- Validus Risk Management is an independent technology-enabled advisory firm specialising in the management of FX, interest rate and other market risks. We work with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk, using a market-tested combination of specialist consulting services, trade execution and innovative risk technology.
- Working at Validus can offer an exciting opportunity for both personal development and professional growth. Share in our mission to become the largest and most respected specialist provider of financial market risk services in the world. Notable benefits include a competitive remuneration package (salary + bonus), health care, retirement plans, and financial support towards professional qualifications.
- Our core company values are;
- Accountability – Getting it done and owning the result.
- Teamwork – We succeed by helping others succeed.
- Integrity – We serve our clients; the responsibility is sacrosanct.
- Diversity – Diversity boosts creativity – creativity is our edge.
- Kaizen – Strive to do things better. Innovation kills complacency.
- Validus is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
Lead regulatory compliance and interface with the Central Bank for a fintech offering PIX payment solutions. Ensure governance and deliver quality regulatory reports.
Principal Specialist in Regulatory Affairs developing global regulatory strategies for medical devices. Collaborating with cross - functional teams to ensure compliance and prepare submissions for market approvals.
Compliance Manager overseeing financial crime compliance operations for US - based fintech company. Leading day - to - day AML/CTF workflows and ensuring adherence to regulatory requirements.
Senior Analyst providing guidance on global trade topics for LATAM at Johnson & Johnson. Focused on compliance, customs valuation, and cross - functional collaboration.
Clinical Trial Regulatory Specialist ensuring compliance and quality in regulatory submissions for clinical trials. Working in a team to deliver and provide expertise in core regulatory activities.
Ethics and Compliance Manager joining Kyivstar's Compliance team to ensure compliance procedures are followed. Engaging in due diligence and offering training on compliance matters.
Director of Transportation and Customs Compliance overseeing logistics and trade compliance for Sol de Janeiro. Leading a team to manage global operations in transportation and customs compliance.
Compliance Technician supporting investigations of intermediaries' business practices within a financial services sector. Showcase analytical skills in a hybrid work environment with advanced language requirements.
AM Compliance Manager focusing on market conduct and trading oversight at Phoenix Group. Collaborating closely with risk teams to improve procedures and contribute to compliance initiatives.