Compliance Specialist supporting various Compliance initiatives and ensuring regulatory adherence in healthcare. Reporting to the Compliance Manager and collaborating with internal departments on compliance - related projects.
About the role
- Senior Regulatory Compliance Analyst supporting the delivery of regulatory compliance framework in a leading global Financial Services firm. Contributing to compliance reporting and maintaining governance policies across jurisdictions.
Responsibilities
- Support the delivery of the firm’s regulatory compliance framework across multiple jurisdictions.
- Assist with the preparation, review and submission of regulatory returns, filings and notifications, ensuring accuracy and robust audit trails.
- Maintain and update regulatory compliance policies and procedures, ensuring appropriate governance, version control and approvals.
- Support the production of compliance reporting for Boards and Committees, including data collation, quality checks and narrative inputs.
- Coordinate and consolidate compliance inputs from cross‑functional teams to support regulatory and governance reporting.
- Provide operational support to the AMLCO governance framework, promoting consistency and alignment across jurisdictions.
- Track remediation actions, audit findings and governance actions, and support ad hoc compliance projects and regulatory change initiatives.
Requirements
- Experience within regulatory compliance, governance or risk in a regulated financial services, fiduciary or TCSP environment.
- Exposure to regulatory reporting, regulatory returns and compliance governance activities, with a working knowledge of AML/CFT obligations and AMLCO frameworks.
- Strong governance and reporting skills, including supporting Board and Committee reporting and working within formal approval and documentation standards.
- Highly detail‑oriented with the ability to manage and interpret complex information accurately.
- Effective stakeholder management skills, with confidence coordinating across multiple teams and challenging information where needed.
- Clear and professional written communication skills, with the ability to structure information for senior audiences.
- Well organised, accountable and comfortable managing multiple deadlines and deliverables.
- Motivated to develop technical regulatory knowledge and expertise.
- Relevant compliance, regulatory or governance qualifications (e.g. ICA, ACAMS or equivalent) would be desirable, but is not essential.
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Degree requirement
No Education Requirement
Location requirements
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