Compliance Specialist at VERO responsible for implementing compliance programs. Ensures adherence to regulations and ethical standards through risk assessments and training initiatives.
About the role
- Manage compliance testing for Manulife within the Canada Segment team. Analyze key business controls and recommend improvements for compliance in financial institutions.
Responsibilities
- Plan compliance reviews using a risk-based approach
- Analyze and test the completeness and effectiveness of key business controls to ensure compliance with policies and procedures and applicable regulatory requirements
- Incorporate data analytics in select testing performed
- Set up control testing scopes and engagements and document the design and operating effectiveness of key controls in Archer
- Communicate weaknesses in key controls to Management and make value added recommendations for improvement
- Document results of testing in a clear and concise report
- Enter issues and corrective action plans in Archer
- Ensure proper follow up of the implementation of corrective action plans by the planned target date
- Support/Supervise Anti-Money Laundering QA testing for Canadian Market and Group Functions
- Collaborate with Audit Services, Risk, and other Canadian Market BU Compliance teams
Requirements
- University degree in Commerce or Administration
- Professional designation in accounting, preferable
- Minimum five years of experience in internal/external audit or compliance in a Financial Institution
- CAMS designation is an asset
Benefits
- Health, dental, mental health, and vision insurance
- Short- and long-term disability insurance
- Life and AD&D insurance coverage
- Adoption/surrogacy and wellness benefits
- Employee/family assistance plans
- Retirement savings plans
- Financial education and counseling resources
- Generous paid time off program including holidays, vacation, personal, and sick days
- Statutory leaves of absence
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Manager of Compliance overseeing Escheatment and Credit Risk at PayPal. Ensuring regulatory compliance and enhancing risk management strategies across the organization.
Senior Principal Regulatory Affairs Specialist at Medtronic leading regulatory strategies for Class II robotic devices. Responsible for compliance with US and EU regulations and product lifecycle support.
IB
Senior Regulatory Analyst handling regulatory relationships and compliance for energy transmission at ISA ENERGIA BRASIL. Managing contracts and regulatory submissions to support their energy transition efforts.
![Alexander Thamm [at] logo](/api/images/alexanderthamm.jpg)
Data Strategist focusing on regulatory compliance working across information systems. Collaborating with various departments and leading workshops to optimize processes.
TMS Compliance Lead Analyst conducting Transaction Monitoring investigations within Coinbase compliance team. Ensuring adherence to AML requirements and documenting investigative outcomes.
HSE & Quality Compliance Specialist at Blue Spark supporting compliance with health, safety, environmental, and quality standards. Leading QHSE programs and ensuring regulatory adherence.
Head of MLRO providing compliance advice and oversight in a fintech company. Managing AML functions and developing regulatory compliance roadmaps for EveryPay in Greece.
IT Compliance Analyst at Rentokil Initial responsible for compliance activities and collaborating with IT teams. Track compliance, identify gaps, and improve processes as needed.
Compliance Officer ensuring company's compliance with legal regulations in a financial institution. Collaborating with legal teams and supervising internal compliance standards.